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Hearing summary

4th November 1999

Today the Inquiry received feedback on the clinical case note review it announced in August 1999.

The review looked in detail at a sample made up of 80 cases taken from over 1,800 children and babies who received either open or closed heart surgery over a 12-year period.

The exercise has been carried out by review teams from the Inquiry’s independent experts with a wide range of clinical, academic and managerial experience.

The teams have looked at the adequacy of key aspects of pre-operative, surgical and post-operative care, as well as the adequacy of care overall. A summary of the review teams’ conclusions, which is published below, was presented to the Inquiry Panel on 4 November 1999.

It is the first time that a sample of cases, drawn from virtually all the paediatric cardiac activity at the Bristol Royal Infirmary and Bristol Children’s Hospital between 1984 and 1995, has been so thoroughly reviewed.

The clinicians on the Inquiry’s Expert Group have been formed into review teams, which consist of five members:

  • paediatric cardiac surgeon;
  • paediatric cardiologist;
  • paediatric anaesthetist/intensivist;
  • paediatric pathologist; and
  • paediatric nurse or intensive care nurse.

The following representatives from the Review Teams attended the Inquiry today to present the preliminary report findings:

Mr Leslie Hamilton, Paediatric Cardiac Surgeon, Newcastle Upon Tyne Hospitals, Dr Eric Silove, Paediatric Cardiologist, Birmingham Children’s Hospital,

Dr Duncan Macrae, Consultant in Paediatric Intensive Care, Great Ormond Street Hospital,

Dr Stephen Gould, Paediatric Pathologist, John Radcliffe Hospital, Oxford

Carol Williams, Clinical Nurse Specialist, Guy’s and St Thomas’s NHS Trust

Professor Stephen Evans, Principle Consultant Statistician, Quintiles

FULL TRANSCRIPT

 

   1                Day 71, Thursday, 4th November 1999
   2   (9.50 am)
   3   THE CHAIRMAN: Good morning, everyone. Good morning,
   4     Mr Langstaff. Again, I tender apologies for a slightly
   5     later start than we announced. Again there were some
   6     minor issues, not least the train having been somewhat
   7     late. Mr Langstaff?
   8   MR LANGSTAFF: Sir, today we are going to hear, as indicated
   9     yesterday, the results of and discussion around
  10     the Clinical Case Note Review process, a review which
  11     may begin to say something as to the explanation for
  12     the apparent difference in statistical performance or
  13     performance revealed by statistics which we heard of
  14     yesterday.
  15        But before the evidence of today begins, Mr Sharp
  16     has an application to make which is why he, rather than
  17     Ms Grey, sits immediately to my right. Such is
  18     the strength and width of our expert panel, that this is
  19     the convenient place from which he should do it.
  20   THE CHAIRMAN: Mr Sharp?
  21   MR SHARP: I have no aspirations to take over Mr Langstaff's
  22     job, I can assure you.
  23           APPLICATION BY MR SHARP ON BEHALF
  24            OF SURGEONS' SUPPORT GROUP
  25   MR SHARP: Sir, as you know, I represent the Surgeons'
0001
   1     Support Group. As you know, that group represents some
   2     518 families, numbering therefore something in
   3     the region of 750 people.
   4        Many of those, the majority of those are patients
   5     or the families of patients who have undergone treatment
   6     either within or without the reference period of
   7     the Inquiry. It is important to remind you, although
   8     I know you already know it, but perhaps the wider
   9     public, that amongst my client group there are many who
  10     have lost loved ones, who have lost children.
  11        Sir, at the outset of this Inquiry in October of
  12     last year you made a number of observations about
  13     the manner in which this Inquiry should be conducted.
  14     You observed that inevitably pain would be caused and
  15     you could not take that pain away. You did however
  16     indicate that you would do your best and the procedures
  17     of the Inquiry would be such that that pain would be
  18     minimised wherever possible.
  19        Sir, you spoke of respect, you spoke of
  20     sensitivity, you spoke of responsibility and you hoped
  21     the whole matter could be conducted without rancour.
  22        There are two applications I wish to make this
  23     morning. The first is a request to you, sir, to
  24     reiterate some of that which you said over a year ago.
  25     It is inevitable, and my client group recognise this
0002
   1     very much as much as anybody else would, that the issues
   2     which this Inquiry has to grapple with will cause and
   3     have caused distress. But the manner in which all
   4     the parties to this Inquiry conduct themselves can
   5     affect the level of that distress.
   6        Sir, you will know that there have been events
   7     which have added to that distress. One can perhaps
   8     understand, but with respect one cannot condone how
   9     those events have developed. I have had the opportunity
  10     today of speaking both with the staff of the Inquiry,
  11     with counsel to the Inquiry and with counsel and
  12     the solicitor for the Heart Action Group.
  13        I am delighted to say that I have had very
  14     positive responses from all of those, and in particular
  15     I know that those acting for the Action Group entirely
  16     understand and I think endorse what I am saying.
  17        But I do ask that all of those who are involved in
  18     this matter should conduct themselves with that degree
  19     of responsibility which you asked for at the beginning.
  20     Because without that those who have important things to
  21     say to this Inquiry will feel inhibited, as well as
  22     being unnecessarily distressed. That is my first
  23     application.
  24        My second application is linked to it, and it
  25     relates to the issue of the application that was made on
0003
   1     behalf of the Action Group for the recall of certain
   2     witnesses relating to organ and tissue retention.
   3        If I may again harken back to what you said in
   4     October of last year. This Inquiry is to be
   5     inquisitorial and not adversarial. The terms in which
   6     that application on 12th October this year was made was
   7     distressing to a number of people. Sir, you will recall
   8     the evidence in fact of Mrs Francombe, who is not
   9     a member of our group, who said to you in the course of
  10     her evidence a few days ago how, when she, as she put
  11     it, heard the "screaming headlines", it caused
  12     additional pain to her.
  13        Some of the words that were used in that
  14     application on 12th October were, perhaps I can use
  15     the word, "hyperbolic" in the quotations from e-mails
  16     and similar. It is our concern that the manner of that
  17     application and the thinking behind that application is
  18     likely to result in an adversarial approach to
  19     the evidence of those witnesses who it is sought to
  20     recall. We do not believe that will advance
  21     the interests of this Inquiry. We do not believe that
  22     it is in the spirit of this Inquiry.
  23        We understand that there are issues which those
  24     who make that application wish to explore. Two days ago
  25     you published proposals for Phase II. Amongst those
0004
   1     proposals there were proposals for seminars and you
   2     sought suggestions for themes for those seminars. It is
   3     our suggestion, and indeed it was going to be our
   4     suggestion prior to the publication of that document,
   5     that the best way of exploring the problems that
   6     the Action Group wish to explore in relation to
   7     retention, would be in the context of a seminar where
   8     the matters can be discussed and debated, rather than in
   9     any sort of adversarial approach in the forum of this
  10     Inquiry.
  11        So the application I make is that you reject
  12     the application to recall those witnesses. Thank you
  13     very much.
  14   THE CHAIRMAN: Mr Sharp, thank you. I understand Mr Trusted
  15     wishes to come forward. Please do, Mr Trusted.
  16          APPLICATION BY MR TRUSTED ON BEHALF
  17          OF THE HEART CHILDREN'S ACTION GROUP
  18   MR TRUSTED: Sir, thank you. On behalf of the Bristol
  19     Hospital Heart Children's Action Group can I say first
  20     of all in response to the first aspect of Mr Sharp's
  21     application that we entirely endorse his view and his
  22     submission that this Inquiry and all associated with it
  23     should behave with responsibility and without rancour.
  24        We of course agree that that applies to all of
  25     those who are involved and especially to those who have
0005
   1     suffered the most. It is of course particularly
   2     difficult for them to act with the restraint which
   3     becomes them. But it is vital if your work is to be as
   4     successful as we hope it will be.
   5        Dealing with the second part of his application,
   6     I must tell you, sir, that our application on
   7     12th October stands. We invite you to consider it as
   8     made by Mr Lissack and in my submission it was a proper
   9     application to make.
  10        Very briefly, if I may say, I cannot accept on
  11     behalf of the Children's Action Group that either
  12     the manner or the thinking of that application was
  13     intended to provoke anything like an adversarial
  14     approach.
  15        It is our view that the best way of dealing with
  16     that very difficult problem is the recall of
  17     the witnesses. Whether or not at the end of the day you
  18     accept that is of course a matter for you. But we feel
  19     profoundly that the adversarial approach is not one in
  20     itself which is going to help you.
  21        In this particular case, however, it remains our
  22     submission that the best thing is to call those
  23     witnesses back to answer some further questions here.
  24     Thank you, sir.
  25   THE CHAIRMAN: Mr Trusted, thank you. Mr Langstaff, do you
0006
   1     want to help me at all on this?
   2            RESPONSE BY MR LANGSTAFF
   3   MR LANGSTAFF: Sir, no, there seems to be considerable
   4     agreement, as one would expect, that all those concerned
   5     with the Inquiry, despite the fact that it deals with
   6     matters which are inevitably distressing to many and may
   7     provoke reactions quite naturally in many, that there
   8     seems to be agreement that there needs to be
   9     the greatest restraint.
  10        Sir, that I think you can endorse and accede to
  11     Mr Sharp's first application.
  12        As to the second, that has to be resolved on
  13     the merits of the application in the light of
  14     the evidence which you have heard. I am pleased to note
  15     that both counsel who have addressed you have endorsed
  16     and accepted the inquisitorial rather than
  17     the adversarial approach that this Inquiry has adopted.
  18   THE CHAIRMAN: Yes, thank you, Mr Langstaff, that is very
  19     helpful.
  20            STATEMENT BY THE CHAIRMAN:
  21   THE CHAIRMAN: Speaking about the second point first, we
  22     received the application. We have set in train an
  23     enquiry. Letters have gone out. Only when we see what
  24     that has produced will we have to make a decision
  25     finally as to whether the application has, as it were,
0007
   1     fallen away or needs to be addressed in its specifics.
   2     So I hope Mr Sharp and Mr Trusted can bear with us while
   3     we wait to see how that progresses.
   4        As regards the former point, yes, it is one thing
   5     to say we all understand; it is another thing always to
   6     be able to behave in a way which satisfies the needs and
   7     demands of everyone. We will all try and let us
   8     continue to try; that is all I can say.
   9        Mr Langstaff?
  10       MR LANGSTAFF: INTRODUCTION TO TODAY'S EVIDENCE
  11   MR LANGSTAFF: Sir, let me then introduce the subject matter
  12     of today. As I think is now widely known, one of
  13     the consequences of this Inquiry was that every record
  14     which the Bristol Royal Infirmary and Children's
  15     Hospital could identify as relating to children who had
  16     surgery falling within our terms of reference was passed
  17     to the Inquiry.
  18        You heard yesterday from Professor Stephen Evans
  19     the results that all those cases, every single one of
  20     them, played in producing a view of care at Bristol. As
  21     I said yesterday, statistics may produce questions; they
  22     cannot in themselves give a reason or explanation for
  23     any apparent difference that they may show. Although
  24     the statistics arising out of the Clinical Case Note
  25     Review do not in themselves show a difference, because
0008
   1     they are not comparing Bristol with anywhere else,
   2     nonetheless they produce rates for particular surgery of
   3     mortality, they produce information as we heard
   4     yesterday and some of that information needs perhaps to
   5     be understood.
   6        For that purpose, and for the purpose of helping
   7     as part but only part of the picture, the complex jigsaw
   8     to which reference was made yesterday, 80 cases were
   9     selected for review. You will hear the process today by
  10     which that was done and you will hear not only from
  11     Mr Hamilton and Dr Silove, who have given evidence to us
  12     before and who sit at the main witness table, but you
  13     will hear from members of the teams which reviewed those
  14     notes who sit to my right. We have Dr Gould,
  15     a pathologist; we have Ms Carol Williams, a senior
  16     nurse; and we have Dr Duncan Macrae, whom we have met
  17     before, who sits behind them. As I say, we have so many
  18     experts that space at the table is limited.
  19        They will in the course of today in what I hope
  20     will be a contributive discussion, rather more
  21     contributive in form than yesterday, give you some
  22     insight into what they have picked up with the benefit
  23     of their expertise as arising from the Clinical Case
  24     Note Review.
  25        Professor Evans will put it in a statistical
0009
   1     context both at the outset in describing why it should
   2     be that 80 cases have been chosen, 40 of which are cases
   3     in which a child died and 40 other cases, when there is
   4     no suggestion that 50 per cent of the children who
   5     received surgery at Bristol died, far from it. He will
   6     explain the purpose behind a selection in those numbers
   7     and why -- despite its failure, as it were, to reflect
   8     the overall pattern, it is nonetheless truly
   9     representative in a statistical sense of the whole. He
  10     will explain the extent to which you may be able to draw
  11     generalised lessons from a random though stratified
  12     sample of the whole.
  13        In the course of today you will hear a number of
  14     figures and you will form a reflection of the extent to
  15     which care is in the views of our various expert Panels
  16     said to be adequate or less than adequate, and if less
  17     than adequate the extent to which it may have made
  18     a difference to outcome and the extent to which it
  19     probably did make a difference to outcome.
  20        I am conscious that in yesterday's discussions
  21     the focus was principally upon mortality as an outcome.
  22     That is obviously much easier to measure. Despite
  23     the difficulties of defining what a death is for
  24     statistical purposes, it is much easier to deal with and
  25     to count and to assess than morbidity. But it may be
0010
   1     that at the end of today you will have had further
   2     information which may help at any rate to assess
   3     the degree to which children who have had treatment at
   4     the Bristol Royal Infirmary have suffered from morbidity
   5     and the extent to which that may relate to
   6     the statistics which we heard yesterday.
   7   THE CHAIRMAN: Just so that we have everything clear, you
   8     may need to explain what morbidity is to the wider
   9     audience as well as to myself.
  10   MR LANGSTAFF: Sir, yes. The simple definition would
  11     perhaps be leaving a child sicker than the child might
  12     have been had treatment been fully successful. It is
  13     probably easiest to think of it in terms following
  14     cardiac surgery of neurological complications if, for
  15     instance, there is as a consequence either of
  16     the condition treated pre-operatively and its management
  17     pre-operatively, perhaps delays in surgery or
  18     the surgery itself or the post-operative care, if there
  19     is a lack of oxygen or a shortage of oxygen that may
  20     affect the brain and the central nervous system and lead
  21     to neurological complications.
  22        The other complications which I understand to be
  23     most commonly associated with cardiac surgery are
  24     respiratory and renal complications. You will probably
  25     hear there are others, in particular the liver and
0011
   1     the bowel. That is the broad scope of what is implied
   2     by the term "morbidity".
   3        Sir, it is probably best that those involved in
   4     the process describe it rather than I attempt
   5     inadequately from here to do so. May we begin today by
   6     having all our experts, as this will be a contributive
   7     session, sworn. We need not re-swear Professor Evans,
   8     who remains under oath from yesterday. But because it
   9     has been some time since Dr Silove and Mr Hamilton were
  10     last with us, and Dr Macrae, they I think should be
  11     resworn.
  12        DR ERIC SILOVE (SWORN)
  13        MR LESLIE HAMILTON (SWORN)
  14        MS CAROL WILLIAMS (SWORN)
  15        DR STEPHEN GOULD (SWORN)
  16        DR DUNCAN MACRAE (SWORN)
  17   MR LANGSTAFF: Ms Williams, we have not met you before.
  18     Would you like to tell us a little bit about yourself,
  19     your background and why it is that you are here?
  20   MS WILLIAMS: I am currently the lead nurse for children's
  21     critical care services at Guys and St Thomas's Trust in
  22     London. I have been working in the field of children's
  23     intensive care since March 1985 either as a clinical
  24     nurse or as a lecturer running the children's intensive
  25     care nursing course, and more recently as both
0012
   1     a practicing clinical nurse and manager at Guys and
   2     St Thomas's.
   3        I have a degree in Nurse Education and Master in
   4     Child Health Nursing which focused very much on my
   5     practice setting and developing my knowledge and skills
   6     in that area.
   7   MR LANGSTAFF: Dr Gould?
   8   DR GOULD: I am consultant paediatric pathologist at
   9     the John Radcliffe Hospital in Oxford and here I suppose
  10     for two reasons: the first is that I have been very
  11     involved in the Confidential Enquiry into Stillbirth and
  12     Death in Infancy since its inception in 1992.
  13   MR LANGSTAFF: That is what we know as CESDI.
  14   DR GOULD: Yes. We have built up a certain amount of
  15     experience on the process of confidential Inquiry, such
  16     as we are looking at today.
  17        Secondly, I have also been involved in
  18     the confidential enquiries themselves as a pathologist
  19     contributor to panels.
  20   MR LANGSTAFF: Can I begin by asking you, Dr Silove and
  21     Mr Hamilton, to look, if you would please, at INQ 16-1.
  22     Is this the start of your report on the Clinical Case
  23     Note Review?
  24   MR HAMILTON: Yes, it is.
  25   DR SILOVE: Yes.
0013
   1   MR LANGSTAFF: If we go to page 39, after a number of
   2     tables, is that in fact the last page of that
   3     preliminary report?
   4   DR SILOVE: Yes, it is.
   5   MR HAMILTON: Yes, it is.
   6   MR LANGSTAFF: You adopt that, do you, as your report to
   7     this Inquiry as a preliminary report upon the results of
   8     the Clinical Case Note Review?
   9   DR SILOVE: Yes, we do.
  10   MR LANGSTAFF: Dr Silove, I want first of all to explore
  11     the process which the review took. In order to put that
  12     into its setting, the review was, was it, a process of
  13     taking a careful and close look at a selected number of
  14     cases from those who received cardiac surgical services
  15     at Bristol between 1984 and 1995?
  16   DR SILOVE: Yes, that was the way it was set about.
  17   MR LANGSTAFF: For that purpose, did you divide
  18     yourselves -- yourselves, I say; was it arranged that
  19     there should be teams looking at each and every case?
  20   DR SILOVE: Yes, we were divided into teams of clinical
  21     experts; each team consisting of a paediatric
  22     cardiologist, a cardiac surgeon, an intensive care nurse
  23     and an anaesthetist who also served the function as
  24     intensivist, and a pathologist.
  25   Q. Had you all had experience of the period 1984 to 1995?
0014
   1   A. I believe that everybody in the teams had had experience
   2     at least during some part of that time span, not
   3     necessarily all of it. Very few of us were old enough
   4     to have done that.
   5   Q. We are told in your report that in total you looked,
   6     I say "you", the teams together looked at 100 children's
   7     cases, there being five which were looked at as part of
   8     a pilot project and 95, of which there were 80 cases, 15
   9     being looked at twice, as part of the principal project?
  10   A. That is correct.
  11   Q. Roughly how many hours were spent, taking each team upon
  12     each case?
  13   A. We estimated that on average each case took 3 hours of
  14     time of each of the clinicians, that is time involved in
  15     preparation and time involved in discussion. Some
  16     obviously took a shorter period of time and some took
  17     a longer period of time, depending on the complexity of
  18     the cases. But we thought on average it was about 3
  19     hours per clinician, so that each meeting really
  20     involved a total of 15 clinical hours per case.
  21   Q. So a total then of 1,500 clinical hours spent?
  22   A. That is correct.
  23   Q. Some of the children you mentioned in your report had
  24     more than one procedure which was looked at and
  25     assessed?
0015
   1   A. Yes. Of the 80 children, there were 80 children looked
   2     at in the actual study, they had between them 100
   3     procedures. So there were actually 18 children who had
   4     had more than one procedure, two of those 18 had had
   5     three procedures. The remainder had had two.
   6   Q. You I think may not have been party to the decision as
   7     to why 80 and why the 80 should have been split as it
   8     was. Can I ask you, Professor Evans, to give
   9     a statistical insight as to why that number and why it
  10     is appropriate to choose 40 deaths and 40 other cases?
  11   PROFESSOR EVANS: I think it would be helpful probably to
  12     turn to INQ 16-32. This is a supplementary note that
  13     gives an outline of the Inquiry's approach to selecting
  14     the cases. Under title 2, I think that perhaps it is
  15     worth reiterating that in the middle of the document, as
  16     you can see on the screen, it is really very important
  17     that cases have to be representative of all children,
  18     but also selected cases must reflect concerns that led
  19     to the Inquiry.
  20        If we go and look at what CESDI does, that looks
  21     at stillbirths and deaths in infancy, and only looks at
  22     deaths. So one of the fundamental principles we had was
  23     that in contrast to that we were going to look at not
  24     just deaths but also for two main purposes we had those
  25     who had not died, firstly, for comparison, so that we
0016
   1     had some kind of comparison, because it could be if we
   2     assessed the care of those who had died in isolation we
   3     might not have any insight at all into really whether
   4     that care had led to death or whether death was quite
   5     independent of the care. So one of the things that is
   6     very important is to have some comparison group.
   7        The other thing is to have a group who potentially
   8     at least have morbidity, that is have some illness that
   9     is severe enough to be taken into account.
  10        In terms of the actual number 80, very often
  11     statistically we can choose a number that has specific
  12     objectives that will determine that number. We do this
  13     in assessing new treatment. We can say beforehand that
  14     we need perhaps 80 or maybe 800 or maybe 8,000 people to
  15     assess a new drug treatment. We could not do that
  16     here. We were not looking for something specific to
  17     say, "We want to find a particular difference."
  18        Being honest, the 80 is set almost entirely for
  19     practical reasons. We cannot assess an enormous
  20     volume. 80 as a basic number, and in fact as you have
  21     mentioned, in order to assess 80 we had to assess some
  22     more. It is very important that we also checked whether
  23     the assessment is consistent. It is no good assessing
  24     80 if it turns out that the opinions of the clinicians
  25     are so variable among themselves that their information
0017
   1     is worthless. So it is important to repeat this on some
   2     people, and hence that is why we took 15 repeated
   3     cases.
   4        So I think that the argument for the 80 is one on
   5     practical grounds. It gives us a reasonable number to
   6     say something, and choosing 40 who had died and 40 who
   7     were alive enabled us to make comparisons. It enabled
   8     us to make comparisons within each category that we
   9     regarded as important. Younger children, children who
  10     had had the higher risk operations were particularly
  11     ones which had been the concerns that led to
  12     the Inquiry.
  13   MR LANGSTAFF: To what extent is it possible, as far as
  14     the study design is concerned, to generalise to
  15     the whole of the population from the representative
  16     sample of it which the 80 cases constitute?
  17   PROFESSOR EVANS: If we had chosen 80 on the basis of my or,
  18     with all due respect, your whim, we would be unable to
  19     generalise, the same would apply to anyone, if we had
  20     gone and selected those cases we regarded as
  21     interesting.
  22        It is an important scientific principle that, if
  23     we wish to generalise, it must be very important that
  24     the cases we have selected are what we call "randomly"
  25     selected. This is not devaluing. We often use the word
0018
   1     "random" to mean something of unimportance. But
   2     statistically and scientifically that is a highly
   3     technical term which means that we have made sure that
   4     every child for example who was aged under 1 year --
   5     under 90 days, who was having open heart surgery and who
   6     had died, all of those children in that category had an
   7     equal chance of being in the survey.
   8        The consequence of that is that we can turn
   9     the survey results back in to the whole set of children
  10     that we looked at. It will have some uncertainty
  11     associated with it, but we can actually statistically
  12     measure that uncertainty. By choosing a random sample
  13     it ensures we can generalise the information with
  14     a considerable degree of confidence.
  15   MR LANGSTAFF: One of the questions which is certain to
  16     arise is whether or not the sample, constituted as it is
  17     from if you like only 80 cases out of some 2,000, can
  18     give a fair reflection. On the page that you have in
  19     front of you, towards the bottom of the screen, there is
  20     a description of how the cases themselves were weighted
  21     preferentially towards children of a certain age, that
  22     is under 1 year at the time of the first procedure;
  23     secondly, those who received higher risk procedures;
  24     and, thirdly, died within 30 days of their last
  25     procedure.
0019
   1        Is that a valid statistical approach?
   2   PROFESSOR EVANS: Yes. One of the things is that had we
   3     taken what is called a simple random sample of all 1,827
   4     children, then because in the whole sample there would
   5     be only 13 per cent of children who had died, if we then
   6     take a sample of 80 out of those 1,800, we are likely to
   7     find only a very small number of children who had died.
   8     Therefore the concerns of the Inquiry which were focused
   9     on those who had died would be unable to be met.
  10        Had we similarly taken a sample from children
  11     across the whole age range, we actually have rather
  12     larger numbers who were rather older. Again,
  13     the concerns of the Inquiry were focused on younger
  14     children.
  15        Similarly, there were a large number of closed
  16     operations which, as it happens, we learned yesterday
  17     did not have any difference in mortality compared with
  18     the rest of the country. But their mortality is really
  19     quite low.
  20        So, again, if we had taken a simple random sample,
  21     we would have ended up with only one or two cases where
  22     the focus of the Inquiry was concentrated.
  23     The consequence is that that would have meant that
  24     the numbers on which we were basing any review results
  25     would be very small indeed.
0020
   1        We have now got reasonably large numbers and this
   2     is called statistically a stratified random sample. It
   3     allows us to generalise, it allows us to focus our
   4     concerns and is still fully representative when we make
   5     adjustment for the fact that we selected the sample in
   6     that way.
   7   MR LANGSTAFF: So the purpose of a stratified random sample
   8     is essentially a pragmatic one, is it, to target
   9     the available resources in terms of time, and for that
  10     matter finance, upon that material which is most likely
  11     to assist in the areas of concern?
  12   PROFESSOR EVANS: Exactly.
  13   MR LANGSTAFF: But does this not give rise to a risk that
  14     one first of all has to identify areas of concern before
  15     looking at the data?
  16   PROFESSOR EVANS: Yes, to a degree. One can often have some
  17     idea beforehand of the factors that are likely to be of
  18     great interest. In some samples, if one thinks about
  19     it, the ones that the public know about, you can think
  20     of samples for voting behaviour. It is very clear that
  21     the interest in your sampling should be on those who are
  22     likely to vote. So the way the polling organisations go
  23     is they very carefully of course do not include those
  24     who are under 18 in their sample because they have to
  25     ensure they have those who are voting.
0021
   1        They also have other subtle techniques to ensure
   2     that when they do their sample they may wish to stratify
   3     them by being male and female, because voting differs by
   4     the different sexes. They may well wish to stratify
   5     their sample by being in an urban area or a rural area.
   6     So they have an idea that those things affect the voting
   7     behaviour.
   8   MR LANGSTAFF: This stratification is something done, as it
   9     were, in advance rather than looking at the data --
  10   PROFESSOR EVANS: It is done in advance. We have
  11     the advantage that we knew all 1,827. In practice you
  12     do not know the whole population of the country. There
  13     does not exist a perfect register, whereas we had a set
  14     of notes and we knew those were the only notes that we
  15     could review.
  16   MR LANGSTAFF: We spoke yesterday of the disadvantage of
  17     looking at a study population, calling it that for
  18     the purposes of statistics, retrospectively rather than
  19     prospectively. One of the comments which you make,
  20     Dr Silove, is that there may be problems in looking at
  21     this data retrospectively in the knowledge that it is
  22     Bristol data?
  23   DR SILOVE: Yes, that is right. Not only the knowledge that
  24     it is Bristol data but inevitably, if a child has died,
  25     one has the instinct that perhaps something could have
0022
   1     been done differently so that the child would not have
   2     died. So one looks very much more critically at
   3     the case notes of children who have died than one might
   4     otherwise look.
   5   MR LANGSTAFF: Does this give us a problem?
   6   PROFESSOR EVANS: It certainly does. I think ideally had we
   7     lived in an ideal world with infinite resources it would
   8     have been very much better to have gone through
   9     the notes and perhaps effectively retyped every bit of
  10     the notes excluding all reference to the possible
  11     outcome. The possibility of doing that even for 80
  12     notes was just not possible, and I am sure Dr Silove and
  13     Mr Hamilton will explain something of the volume of
  14     notes that they even looked at in looking at those 80.
  15     The thought of going through those notes and ensuring
  16     that all reference to future outcome was deleted from
  17     them would have been something that would be ideal.
  18     Therefore we have to bear in mind the limitations, that
  19     they knew the outcome at the time they were doing that
  20     assessment. But I think that if you know that, that
  21     helps.
  22   MR LANGSTAFF: Dr Gould, you have had considerable
  23     involvement with CESDI. CESDI obviously is looking at
  24     deaths and therefore in a sense limits its inquiry to
  25     deaths and itself picks a random sample which is
0023
   1     stratified by the fact of death.
   2   DR GOULD: Yes. The original function of CESDI was to look
   3     at deaths in stillbirth and infancy. In our first sort
   4     of selection of cases we looked at, it was intrapartum
   5     deaths. We looked at all the intrapartum related deaths
   6     in the original study. One of the features in fact when
   7     one was conducting the Panels at that point everybody
   8     was very aware that the baby died and this was one of
   9     the problems that have already been mentioned.
  10        We also did not look at live births at all, partly
  11     because that was our remit. This was the sort of
  12     problem that arose from that. We started to become
  13     aware of, or at least we were aware of all the time, but
  14     we have now started to try and take that into account.
  15     So for instance our latest study we are not only looking
  16     at a set of case where we are having live birth as an
  17     outcome, but for instance the obstetricians in this
  18     particular study were doing were having a study which
  19     was following through babies obviously from when they in
  20     utero through to ex-utero.
  21   MR LANGSTAFF: Can I ask you to slow down a little. I see
  22     that I am being thanked by the stenographer on my left.
  23   DR GOULD: The obstetricians do not know the outcome. So we
  24     have been able to take that another stage further
  25     because we have been very conscious of the problems that
0024
   1     have -- potential problems and biases that have already
   2     been discussed. So we have been able to take that into
   3     account. I am not putting up one study against another,
   4     but I think it is just reflecting that we are all aware
   5     of the potential biases and our awareness. We are in
   6     agreement in that respect.
   7   MR LANGSTAFF: To what extent do you think the effect that
   8     at least earlier studies under CESDI knew that they were
   9     dealing with deaths may have influenced the assessment
  10     of care?
  11   DR GOULD: I suppose if I am honest it is extremely
  12     difficult to judge, particularly with some of
  13     the assessments that are involved within CESDI. Some of
  14     the monitoring that occurs of, say, intrapartum deaths,
  15     it is very easy to look at a chart and say that is
  16     clearly abnormal when you know the baby has died. What
  17     you often do not know is whether a baby that lived would
  18     have had exactly the same sort of monitoring
  19     appearance. So it is very difficult.
  20        Having said that, obviously everybody is giving
  21     their opinion based on an honest opinion as to whether
  22     they believe the management was appropriate or not, so
  23     one can make allowance for that. But I think one has to
  24     be aware that it is very possible that criticism will
  25     be -- there will be a sort of over-criticism, as it
0025
   1     were, of management.
   2   MR LANGSTAFF: For how many years now has CESDI or something
   3     along that model been in operation?
   4   DR GOULD: As I said, we have constantly been modifying our
   5     approach since we have started, as the lessons have
   6     grown, as we have learned our lessons about
   7     the process. So our new model has only really just
   8     started in this last year.
   9   MR LANGSTAFF: But I was asking when the first model --
  10   DR GOULD: The very first one. We started about 1992, I
  11     think 1993 -- 1993.
  12   PROFESSOR EVANS: Can I just comment there that the fact
  13     that CESDI (a) only looked at deaths and (b) may have
  14     known that they were deaths is different to
  15     the situation we have here. We need to make that
  16     distinction. We have both deaths and those who were
  17     alive in equal number. So, although there is
  18     a knowledge of death, the fact that we also have some
  19     who were alive enables us to make comparisons that
  20     the early CESDI could not do. I think that is one of
  21     the things.
  22        We do not have the advantage that we have been
  23     able to what I would call veil the outcome, so that
  24     the assessment is made not knowing what the future is.
  25   MR LANGSTAFF: Again, so that there is a background to what
0026
   1     we are going to be told in a moment by Mr Hamilton and
   2     Dr Silove, can you tell us what the basic CESDI model
   3     for review of case notes has been since 1992?
   4   DR GOULD: Yes, I think in many respects it is very similar
   5     to what has already been outlined. We have had a
   6     multi-disciplinary Panel group: obstetrician,
   7     paediatrician, pathologist, nurse, GP, whoever be
   8     involved, study case notes and generate a form, an
   9     outcome form grading cases as whether they are -- in
  10     fact we have used the term "suboptimal". It is
  11     "adequate" here. But we have used the term whether
  12     management has been suboptimal and whether that
  13     suboptimal care has given rise to -- if the care had
  14     been optimal, whether or not a different outcome would
  15     have resulted.
  16        I think one of the things I should emphasise that
  17     we have also learned is that in our first start, when we
  18     first started, everything was very free. Everybody was
  19     just given a set of notes and said, "Go along and bring
  20     your conclusions." I think what we learned was that we
  21     had to structure it far more. If you did not ask
  22     a Panel to comment on a particular aspect of care, it is
  23     very possible for some reason that Panel may focus on
  24     a different aspect of care and they might not look at
  25     one particular aspect at all.
0027
   1        So we have learned that we have had to be far more
   2     structured. So, again, that aspect of the Panel has
   3     changed as well.
   4   MR LANGSTAFF: From the beginning, did the CESDI Panels go
   5     about it by way of discussion between the members of
   6     the Panel?
   7   DR GOULD: Yes. It is very much as has happened with these
   8     clinical case review note inquiries.
   9   MR LANGSTAFF: Although we have not yet had a full
  10     description of the process which was used here, it can
  11     be read in the report and will be, if it has not already
  12     been, by the Panel, but we have not as it were mentioned
  13     it in detail in the chamber today. Is it nonetheless
  14     your experience the way in which the Panel here went
  15     about matters was informed by the CESDI experience?
  16   DR GOULD: Yes, the way in which they were set up was very
  17     similar to CESDI. Yes, I mean, our processes were
  18     exactly the same or very similar.
  19   MR LANGSTAFF: Dr Silove and Mr Hamilton, have you in
  20     the past been involved yourselves in CESDI?
  21   DR SILOVE: No, I have not.
  22   MR HAMILTON: No.
  23   MR LANGSTAFF: But you know of it?
  24   DR SILOVE: Yes.
  25   MR LANGSTAFF: Amongst the wider clinical community, what
0028
   1     degree of respect do the findings have, do you think.
   2   DR SILOVE: I think the findings are significant and are
   3     respected. It was because of our knowledge of the CESDI
   4     approach that we, in setting up our original pilot
   5     study, adopted the principles of their approach.
   6   MR LANGSTAFF: So we had here a model which was adopted for
   7     a pilot. Tell us about the pilot. You were involved.
   8     I think Dr Macrae was involved in the pilot in
   9     particular.
  10   DR SILOVE: That is right. In the pilot study we first set
  11     up some forms which we later modified further. Perhaps
  12     it would help if at this stage I showed the forms which
  13     we used for the current study.
  14   MR LANGSTAFF: Can we have INQ 20-1.
  15   DR SILOVE: Thank you.
  16   MR LANGSTAFF: That is rotated.
  17   DR SILOVE: So this form had a cover page in which
  18     the child's initials, date of birth, registration
  19     numbers and diagnosis were put at the top. In the right
  20     hand box at the top we looked at overall outcome. We
  21     did not use the word "morbidity" we used "disability";
  22     so dead, alive or disabled.
  23        There was a space for additional comments in
  24     middle. We also had an overall grade of care which was
  25     filled in. I think if we could go on to the next page,
0029
   1     please, number 2, page 2. These are the aspects of care
   2     that we looked at with each case, the pre-operative
   3     care. The aspects we looked at were the timing and
   4     appropriateness of the initial referral. Perhaps you
   5     could blow this up, do you think, this area?
   6        The clinical assessment and management,
   7     the accuracy and --
   8   MR LANGSTAFF: Just pause for a moment, Dr Silove. I will
   9     get that blown up.
  10   DR SILOVE: There we go. So we are looking at the timing
  11     and appropriateness of initial referral, the condition
  12     on arrival. That was just to set the scene of what
  13     these patients looked like when they came in. Did that
  14     influence the overall management?
  15        Then in Bristol itself there was the clinical
  16     assessment and management, which was B. C was
  17     the accuracy and completeness of diagnosis. D was
  18     the appropriateness of initial treatment strategy. We
  19     looked at E, the timing of planned treatment. We looked
  20     at F, the immediate pre-operative management. We put in
  21     these boxes a grading of 1 to 4, and I will explain that
  22     in a little while.
  23        If we could move over to the right side of this
  24     form. Then there was a space next to the grading boxes
  25     to put in comments. On the extreme right were boxes in
0030
   1     which we could identify the specialty and perhaps
   2     the name of the clinician who was involved with these
   3     aspects of adequacy.
   4   MR LANGSTAFF: Can I just ask you to stop there. You say
   5     this is what you were going to do. But some of
   6     the comments, the nature of the comments and
   7     the identification of the specialty would have to be
   8     understood by each and every team who were separate in
   9     their constitution. So were there laid down protocols
  10     or agreements, procedures, which each team would adopt?
  11   DR SILOVE: Everybody was supposed to fill in every box,
  12     but, you know, when you are dealing with doctors --
  13   MR LANGSTAFF: I think what I am asking is how did they know
  14     how to fill it in, even though they were doctors?
  15   DR SILOVE: They knew how to fill in the boxes for
  16     adequacy. If we can just focus on this little bit on
  17     the very bottom. If we blow that up. These were
  18     the grades for adequacy of care. Grade 4 was regarded
  19     as adequate and grade 1, at the other extreme, was less
  20     than adequate care in which different management would
  21     reasonably be expected to have made a difference to
  22     the outcome. That is an avoidable factor which probably
  23     contributed to death or disability.
  24        In between 1 and 4 we have grades 2 and 3. So
  25     grade 2 then was less than adequate care where different
0031
   1     management might have made a difference to outcome.
   2     Grade 3 was less than adequate care, but different
   3     management would have made no difference to outcome. So
   4     these were what everyone was expected to put in
   5     the boxes showing adequacy of care. The comments really
   6     depended on how people felt.
   7        What we really found was that if care was
   8     adequate, if care for any aspect was given a grading of
   9     4, then there were no comments most of the time. What
  10     was there to comment on if care was adequate? If care
  11     was less than adequate, there more often than not was an
  12     accompanying comment.
  13        If I could move on perhaps to the other aspects
  14     that we looked at. If we turn to page 3, now, which is
  15     surgical and post-operative care. If we could blow up
  16     the left-hand side, please. That is great. It is not
  17     blowing up. G was the surgical procedure, where clearly
  18     the surgeon had a huge input on this Panel. H was
  19     the perfusion, that is the cardiopulmonary bypass.
  20     I was the anaesthetic, and here the anaesthetist had
  21     a big input into the discussion. J, K and L were
  22     post-operative care and assessment. All members of
  23     the team had a lot to say about that.
  24        We thought it was important also to grade
  25     the adequacy of the post-mortems, because post-mortems
0032
   1     are very important in assessing the overall management
   2     in a department. They are important for audit,
   3     important for learning and we felt that, if
   4     the post-mortems were adequate, it would be a great
   5     contribution to the progress of the department and, if
   6     they were inadequate, it might highlight some problems.
   7   MR LANGSTAFF: How was the post-mortem graded? Plainly, if
   8     we take the same 4, 3, 2, 1 approach, you could never
   9     say that the post-mortem lack of care would have made or
  10     might have made a difference to outcome by definition.
  11     Perhaps you would like to comment on this.
  12   DR GOULD: Yes, I think there is a comment in the report,
  13     but certainly we have always found in the past if we
  14     have seen similar gradings when we are using the CESDI,
  15     if someone did a similar sort of process, then it was
  16     a nonsense. So we never actually did that type. We
  17     never graded it in that sort of way. We had a different
  18     post-mortem assessment form. We did not try to grade it
  19     in this way.
  20        What tends to happen, which I can see happened
  21     here, and I see there is a comment in the report, is
  22     that everybody says in this instance, "Grade 1 means
  23     that it was a pretty poor show, so we will call it a
  24     grade 1." I think that is what has tended to happen in
  25     the grading here.
0033
   1   MR LANGSTAFF: So really what we have to do is read
   2     post-mortems, the assessment slightly differently from
   3     the others. Would I be right in thinking that in
   4     assessing the overall grade to be given that plainly
   5     the poverty of a post-mortem, if it was poor, would not
   6     affect the distinction between grades 4 and 3 on the one
   7     hand and grades 2 and 1 on the other.
   8   DR SILOVE: Yes, that is quite right. There was a flaw in
   9     the design of this form by not specifying what should be
  10     said about post-mortem. But clearly post-mortem did not
  11     come into the assessment of overall management of
  12     the patient.
  13   MR LANGSTAFF: In terms of assessing adequacy, plainly no
  14     protocol would have been appropriate because this is
  15     where one relies on the expertise of the reviewer.
  16   DR SILOVE: Yes. If I may say a few words about adequacy,
  17     because it is a very difficult problem. When can one
  18     say that care is less than adequate? There are no
  19     published standards against which we can measure
  20     adequacy. It is also difficult to remember accurately
  21     what standards of care might have been expected during
  22     the period 1984 to 1995.
  23        We were acutely aware that in cases where a child
  24     had died, as I have already said, we might be
  25     over-critical of the standard of care, because in any
0034
   1     case of a child dying one must always wonder whether
   2     different care might have saved the life of the child.
   3     If I could also just say that death can occur despite
   4     adequate care, despite the best care in the world, so
   5     complex are so many of the heart abnormalities of birth
   6     in some of these children.
   7        If a proportion of the Bristol children did
   8     receive care that was less than adequate, what
   9     proportion of cases would have been judged as receiving
  10     less than adequate care in other centres?
  11        If I could just go on a little. We are also very
  12     aware how painful it will be for parents to discover
  13     that their child might have received less than adequate
  14     care. We will not be discussing any individual cases,
  15     but we will be concentrating on the broader picture as
  16     it appeared to us.
  17        But let me assure everyone here that if we did
  18     review the clinical records of any child, it was done
  19     sensitively and respectfully. We tried to assess each
  20     case with care for the child and the parents and at the
  21     same time tried to avoid both prejudging any case and
  22     bringing any subjective bias into play.
  23        We tried to be both truthful and fair. We took
  24     into account the feelings of the clinicians who had been
  25     trying their best to help every child under their care,
0035
   1     even though it appeared that some of their efforts might
   2     have gone terribly wrong.
   3        This, then, brings us to the whole review
   4     process. But it was these considerations that I am sure
   5     that every member of every team had in mind when
   6     undertaking the review.
   7   MR HAMILTON: Mr Langstaff, may I make a few comments as a
   8     surgeon, because obviously there is a lot of focus on
   9     the surgical contribution to the outcome of surgery.
  10     I would endorse entirely what Dr Silove said.
  11        When we were invited to be part of the Panel it
  12     was not an easy decision because we were aware of what
  13     was expected and I think every surgeon, indeed every
  14     team member, accepted that responsibility when they took
  15     on the role. We have not had a culture of criticism in
  16     medicine. I think nurses have led the way in being much
  17     more positive in that in using constructive criticism.
  18        I think this is not for any reason or any feeling
  19     to cover things up when things go wrong. I think it is
  20     very much illustrated by the story in the New Testament
  21     when the crowd were about to stone the lady caught in
  22     adultery and whoever was perfect was invited to throw
  23     the first stone. I think that outlines very well our
  24     reluctance, if you like, to criticise. We are very
  25     aware of the pain caused when we criticise colleagues.
0036
   1     But, as Dr Silove says, we are also very aware of
   2     the responsibility we had to the parents in undertaking
   3     the role, and we wanted to make that clear.
   4   MR LANGSTAFF: Ms Williams, you may want to comment. You
   5     were also part of the pilot project. I missed you out
   6     earlier, I am sorry.
   7   MS WILLIAMS: That is right. I was one of the five people.
   8     I was the nursing representative. At that point we
   9     reviewed just five sets of case notes and we did take
  10     great care to try to construct a tool having reviewed
  11     those case notes which would help us reflect all aspects
  12     of care in a very truthful way so that we could give
  13     constructive comments which were more general comments,
  14     not relating to picking out specific individuals but
  15     relating to the general sort of standards and quality of
  16     care that we could see reflected in the notes that we
  17     were looking at.
  18   MR LANGSTAFF: So the overall purpose, as you saw it, was to
  19     look at each individual case, but to expect that
  20     the picture shown would demonstrate a pattern rather
  21     than be, as it were, an individual legal case for
  22     compensation in respect of each child.
  23   MS WILLIAMS: Yes, that is right. Perhaps what we were
  24     hoping to identify were themes that came out of the case
  25     note review rather than issues that related to any one
0037
   1     child whose case notes we were looking at.
   2   MR LANGSTAFF: So we have the figures which represent the
   3     sum of the assessment of the Panel in each case and also
   4     the reflection of the various themes that you have
   5     spoken of and which we will come to I think later on
   6     today when we can explore some of the themes that came
   7     out most strongly to you from your various
   8     perspectives.
   9        Dr Silove, I interrupted your telling us --
  10   DR SILOVE: Not really. I am sorry I digressed from
  11     the actual pilot study. But I think from the pilot
  12     study we learned how to construct a form and what
  13     aspects we really wanted to concentrate on for setting
  14     up this case review of 80 cases.
  15   MR LANGSTAFF: The pilot study of five cases having been
  16     done and the results assessed, the process then became
  17     clear as to what should be done.
  18   MS WILLIAMS: Yes. I think from looking at the teams,
  19     the five of us who were on the original pilot project
  20     were distributed among the other teams. There was one
  21     person on each team from the pilot project. So if there
  22     were issues about the tool that arose during the case
  23     study review, we had some experience of how it had been
  24     constructed and what we were looking for.
  25   MR LANGSTAFF: What other attempts were made or have been
0038
   1     made thus far in ensuring that the results, given
   2     the difficulties you have mentioned of assessing
   3     adequacy of care, are truly reflective of a broad
   4     consensus of expert opinion?
   5   DR SILOVE: I think that the great advantage of the way this
   6     was set up by having teams of experts to look at
   7     the results gave added strength to this whole process.
   8     It did that because each expert individually could have
   9     written a report and one could have looked at all five
  10     reports. I do not believe that that would have given as
  11     much information as the five people sharing
  12     the experience together. There is something very
  13     important about a team working together with the same
  14     motivation and working in the same direction. There is
  15     no doubt that a successful team is better than the sum
  16     of the individuals in the team.
  17   MR HAMILTON: I think the other thing to say is that this is
  18     a model we use every week in every unit. All cases
  19     coming up for surgery are discussed at a disciplinary
  20     meeting with everybody make their contribution. Then at
  21     the end, a consensus is reached. In some children it is
  22     obvious and straightforward what needs to be done. In
  23     other children there are many different options, so
  24     these all need to be weighed up.
  25   MR LANGSTAFF: You are speaking just a little bit rapidly.
0039
   1     Can you draw breath for a moment so that the
   2     stenographer can do the same?
   3   MR HAMILTON: Apologies. I will try and keep an eye in
   4     future. This is, as I say, a model we use regularly,
   5     and if you like, it was a normal day's work in reviewing
   6     cases in that sense, in looking at them clinically.
   7   MR LANGSTAFF: Not only did you have the five reviewers,
   8     expert reviewers each, but can you tell me
   9     the importance, both from a statistical point of view
  10     and from your own clinical points of view, of having
  11     the 15 cases which were reviewed twice?
  12   DR SILOVE: Professor Evans, I think.
  13   PROFESSOR EVANS: I suspect it was at my instance that we
  14     did this, but I do not know. We have not done any
  15     formal statistical tests to measure the agreement. One
  16     of the things that unfortunately the general public
  17     perhaps do not all appreciate is that in almost anything
  18     that involves a judgment, there will be disagreement.
  19     If you take something really fairly objective, like an
  20     X-ray and you ask two radiologists to assess that X-ray,
  21     you will find that they come to disagreement.
  22        Other measurement processes, if I take
  23     a laboratory result I will repeat somebody's blood
  24     pressure or I will repeat their haemoglobin test result
  25     or their cholesterol test result and I will get
0040
   1     variation in the measurement. If the variation in
   2     the measurement is so large that the differences over
   3     time or between people is swamped by the variation in
   4     the measurements made of what purports to be the same
   5     thing, then we are wasting our time.
   6        It would be possible that these assessments that
   7     were made were entirely idiosyncratic, that they were
   8     dependent on those particular individuals that met in
   9     one team, in spite of the best efforts. So we had to
  10     look at a redo of the results to see if there was
  11     agreement. We have done that and we will perhaps come
  12     to that a little bit later. But statistically, we have
  13     ways of assessing those agreements and we have not
  14     attempted to do that very formally here, but we have
  15     the opportunity to do that if we so wish. Having this
  16     design means that we can have confidence, in all of
  17     the 80 assessments that were made rather than just in
  18     the 15 that were repeated, if there is agreement. If
  19     there is disagreement, we find that we can have no
  20     confidence in the 80 at all.
  21   MR LANGSTAFF: Is it part and parcel of that that any team
  22     reviewing a second case would not know that it was
  23     a second review?
  24   PROFESSOR EVANS: Yes. I used the word "veiled" a little
  25     earlier. Sometimes people talk about "blind trials" and
0041
   1     "blind assessment". I prefer the word "veiled"
   2     myself. I think it was important that the teams were
   3     "veiled" to this, that is, they did not know whether
   4     they were doing a first assessment. So if a team
   5     Ms Williams is in does one assessment and then a team
   6     Dr Silove is in -- maybe you were in the same team, but
   7     if you were in a different team, we can then see whether
   8     there is agreement or disagreement between
   9     the assessment made by those teams.
  10   MR LANGSTAFF: The next and perhaps obvious question is
  11     that, although looking at clinical records may form
  12     the basis of many expert opinions, for instance in
  13     the medical/legal field, it is necessarily looking at
  14     records and having that evidence alone before
  15     the reviewer, or in this case the reviewing Panel.
  16        To what extent is it a problem in making
  17     a judgment as to adequacy of care, that you do not have
  18     the nurse, the intensivist, the cardiologist or
  19     the surgeon there in front of you to say, "Actually what
  20     you do not know about this case is what the notes do not
  21     say but I remember, and it is [this or that or the next
  22     thing]"?
  23   DR SILOVE: That is a point that comes up all the time with
  24     medico-legal litigation. A cardiologist, say, will be
  25     asked to review a case and he will say, "We must get
0042
   1     a surgeon's opinion or we must get an intensivist's
   2     opinion". So you then have a process that goes on and
   3     on for such a long time. This, I think, is the model
   4     that could be used for --
   5   MR LANGSTAFF: It is a slightly different point that I was
   6     putting, I think, which is that it is all very well to
   7     take all the areas of expertise that might be important
   8     and look at notes, but can the notes themselves tell you
   9     everything without interpretation by the surgeon or
  10     the cardiologist who was there at the time?
  11   DR SILOVE: I am sorry. No, that is obviously a problem.
  12     Notes are not written for the purpose of analysing them
  13     10 or 15 years later to see whether care was adequate.
  14     They are written by clinicians for the clinical
  15     management of the patient at the time. Things do not
  16     get written in the notes which might be very obvious to
  17     the clinicians at the time.
  18        So, no, one can never really get a complete
  19     picture without actually having a direct contribution
  20     from the clinicians who have been directly involved with
  21     the patient.
  22   MS WILLIAMS: I think another issue to add is also
  23     the completeness of the notes, that some of
  24     the information that may have been helpful without
  25     having the people involved there was not actually
0043
   1     available at the time, which made it difficult to judge
   2     the involvement of certain people in the team.
   3   MR LANGSTAFF: Is there a difference in the information
   4     which is available for certain disciplines? For
   5     instance, if one is looking at the anaesthetic
   6     intensivist, there may be records of blood pressure,
   7     gases, heart rates, et cetera, which are all matters of
   8     record. If one is looking at the surgery, it is very
   9     difficult, perhaps, on paper to describe exactly what
  10     the surgeon saw on opening up the chest and such like.
  11        Is this a problem or is it not?
  12   MR HAMILTON: Certainly, trying to judge the technical
  13     performance of an operation from the operation note is
  14     impossible, unless you are there to watch; why a surgeon
  15     did a particular manoeuvre at a particular time unless
  16     you were able to ask the surgeon. There might not be an
  17     explanation.
  18        I was very conscious last weekend, in fact when we
  19     were trying to put this report together, of several
  20     comments that had referred to delays in treatment.
  21     I had particular experience that was a baby that an
  22     antenatal diagnosis of a heart condition and there was
  23     going to be an elective Caesarian section so that
  24     the baby could be born in normal working time and be
  25     cared for when all the staff were around.
0044
   1        The surgery was planned for my list on Thursday.
   2     The labour ward were busy so the Caesarian section was
   3     delayed. The baby was born on Friday and came to us on
   4     Friday evening. I could see that we could be
   5     criticised, perhaps, for planning such a treatment to be
   6     on a weekend when we would not necessarily have all
   7     the staff around. So it was planned for Saturday
   8     morning. The child was stable on a drug to maintain the
   9     circulation, but on Saturday morning, about half an hour
  10     before we were due to start, we had an emergency
  11     admitted and we had to deal with that. Rather than
  12     start the operation on Saturday evening, which again
  13     would not have been ideal, we planned it for Sunday
  14     morning.
  15        Then on Sunday morning another emergency came
  16     along which we had to weigh up and put that one off
  17     until Monday, and then I did my child on Sunday.
  18     The other one had to be put off until Monday and the two
  19     cases who were planned for Monday then had to be
  20     postponed.
  21        None of that will be recorded in the notes, but
  22     that is life and that is clinical practice. So I was
  23     struck with how, when we were trying to draw the report
  24     together, we were referring to delays in treatment and
  25     you just cannot interpret that sort of thing from
0045
   1     the notes.
   2   MR LANGSTAFF: Despite those difficulties of interpretation,
   3     which plainly have to be borne in mind by anyone
   4     reviewing the results of the survey, to what extent are
   5     you satisfied that you are able to give a reasonable
   6     picture of the overall adequacy of care in the cases
   7     that you looked at?
   8   DR SILOVE: I think we can be reasonably confident but not
   9     completely confident, for the very reasons that are
  10     being brought out here. We did not have all of
  11     the information available. We had most of
  12     the information available and we did the best that we
  13     could with what there was.
  14        As I have said, I do not know whether we would
  15     have a similar problem if we looked at the medical
  16     records of another hospital. I am sure we would. But
  17     whether the scale of what we found would be the same or
  18     not is open to conjecture.
  19   MR HAMILTON: Dr Silove referred to the lack of any obvious
  20     standards to judge things against. We were very
  21     conscious of that. I hope I made the point earlier that
  22     we were aware of our responsibility to the parents to be
  23     critical where criticism was necessary. We obviously
  24     were not expecting perfection. I think in times we
  25     maybe were looking for an ideal situation, idealism as
0046
   1     the standard, and perhaps at times we were
   2     over-critical. I think people did not shirk
   3     their responsibility in critical where we felt that was
   4     necessary.
   5   MS WILLIAMS: I think another point that Dr Silove made
   6     earlier is that another reason we can be reasonably
   7     confident is that a great deal of discussion went on
   8     between each team about each case. That did give us
   9     a chance, perhaps where people were being excessively
  10     critical, or forgetting that we were reviewing notes in
  11     the late 1980s or early 1990s, that we were able to
  12     explore those issues while we were exploring the notes.
  13     It was a balanced view of the whole group, the final
  14     decision about each aspect of care.
  15   THE CHAIRMAN: This is obviously a central question, so it
  16     may be helpful to hear from Dr Macrae, whom we have not
  17     been able to hear from because of our seating
  18     arrangements which we must I think somewhat amend for
  19     the session after our break, which I suggest we take in
  20     a few minutes.
  21        I know that will be arranged, but it would be
  22     helpful, Dr Macrae, to hear your view on that question
  23     and any other general matter you may wish to offer us.
  24   DR MACRAE: I think I agree with the general tenor of
  25     the comments that have been made about the case note
0047
   1     review process. I do think the strength of
   2     the structure of the panels and the way that they worked
   3     was that they represented a range of experience.
   4     Dr Silove made the point that not all the members of
   5     panel, myself included, were necessarily in practice at
   6     the beginning of the era of the Inquiry, but
   7     nevertheless, there was a balance in each of the panels,
   8     as far as I am aware, covering that aspect and also
   9     the different disciplines.
  10        I very much go along with, certainly in the panels
  11     I was involved with, there were certainly points which
  12     one panel member would put very strongly, perhaps
  13     a critical point, or it may even be a point saying --
  14     there would be an equally strong view arguing against
  15     that following review of the data and perhaps an
  16     understanding of the context, particularly the time
  17     period in which the events related to. It was usually
  18     possible -- in fact it was always possible in the groups
  19     I was involved with -- to come to a unanimous judgment
  20     on the scoring of that particular issue.
  21   MR LANGSTAFF: Dealing with the problem of information or
  22     further information that might have illuminated
  23     the discussion, the panels were told, were they, that if
  24     they had not got enough information they would put an X
  25     in the box?
0048
   1   DR SILOVE: Yes. That was usually done if there was
   2     something missing, if there were no notes written say
   3     about an operation (which did not actually happen) or if
   4     some of the investigations could not be found,
   5     the x-rays for example, an "X" would go in the box,
   6     yes.
   7   MR LANGSTAFF: Taking this a little further: how often was
   8     it, in the course of discussions, that members of your
   9     panel said, "Actually, we cannot really answer this
  10     without having more discussion. My tentative view is
  11     that it is a 1, a 2, a 3 or a 4, but I really need to
  12     know more about this before I can reach a judgment."
  13   DR MACRAE: The panels I was involved in always came down
  14     with a clear decision on whether it was a 1, a 2, a 3 or
  15     a 4, but on reading the summary that Dr Silove and
  16     Mr Hamilton have put together, I see that several panels
  17     graded some 2/3, so clearly there was a balance of
  18     opinion within those groups on whether to categorise as
  19     a 2 or 3.
  20   MR LANGSTAFF: That is a shade of judgment rather than
  21     saying that we need to know more here before we can
  22     reach a judgment?
  23   DR MACRAE: I suppose what I am trying to get at was that
  24     I suspect that many of those issues were issues of,
  25     "I think the information is telling us this. If there
0049
   1     were more, we would be able to make a clearer decision".
   2   MR LANGSTAFF (to Ms Williams): Your experience?
   3   MS WILLIAMS: I think, certainly from a nursing perspective,
   4     it would have been helpful on occasions to have
   5     the intensive care charts, the observation charts, and
   6     I think from a medical perspective as well there is
   7     a lot of information on those about exactly the things
   8     you were talking about earlier, blood gases, blood
   9     pressure, heart rate. In many cases those charts were
  10     not available, which sometimes did mean that you were
  11     making your best guess about situations because you had
  12     not got the trends in front of you in relation to what
  13     was being discussed in the notes.
  14   MR LANGSTAFF: Mr Hamilton?
  15   MR HAMILTON: I would not want to give the impression there
  16     were lots and lots of things missing. We had very good
  17     sets of medical records and the notes were all there.
  18     Occasionally we found an old angiogram or echo or
  19     something from the past would not be available, but we
  20     did not feel that was a particularly important piece of
  21     the jigsaw, if we had up-to-date things.
  22   MR LANGSTAFF: Presumably the same shortcomings that we have
  23     been talking about would apply to CESDI as well?
  24   DR GOULD: No, the meetings and the nature of the meetings
  25     were very parallel.
0050
   1   MR LANGSTAFF: As we have heard, CESDI enjoys general
   2     respect in the profession, despite the shortcomings,
   3     which must be obvious to all.
   4   DR GOULD: We would like to think so.
   5   MR LANGSTAFF: Sir, on that note, may it perhaps be time for
   6     our first break?
   7   THE CHAIRMAN: Yes. Shall we take 10 or 15 minutes, which
   8     will take us up to 11.35 am?
   9   (11.20 am)
  10               (A short break)
  11   (11.35 am)
  12   MR LANGSTAFF: I am pleased that we have been able to
  13     arrange that all experts not only have a table, but have
  14     room at it.
  15        Professor Evans, I wonder if you would like to
  16     comment upon the degree to which the figures which you
  17     have seen coming out of the review demonstrate any
  18     degree of lack of confidence by reason of lack of
  19     information?
  20   PROFESSOR EVANS: I think it is important to note that in
  21     the overall --
  22   THE CHAIRMAN: May I interrupt before we start? I am very
  23     grateful to those who have arranged it so we can have
  24     all our experts at the table. It may be slightly
  25     awkward but helpful if you pass the microphone between
0051
   1     you. There may be a slight delay, but that would help
   2     us here.
   3   PROFESSOR EVANS: I do not think we need to turn to the
   4     pages of the report yet, but it is important to note
   5     that the X where there was inadequate information was
   6     not given for the overall aspect of care for any of the
   7     80 children. The information for all those 80 was
   8     adequate.
   9        The sample was not replaced in any way if that was
  10     so: that was a finding that the overall information was
  11     adequate there.
  12        For individual aspects of care, there are a small
  13     proportion of values that have an X where the
  14     information is missing, for example, there are a few for
  15     perfusion and there are a slightly larger number for
  16     post-operative cardiological care. But the number of
  17     Xs, of missing data, is really quite small.
  18   MR LANGSTAFF: The next issue which I wanted to explore was
  19     how difficult it is, if it is, to think back into
  20     1984/85 and so on, rather than think back to the
  21     practices of last week.
  22   MR MACRAE: Perhaps I can make a few comments on that.
  23     1985 takes me back to almost my first experience of
  24     paediatric cardiac practice. As a senior trainee,
  25     I have been in a consultant post since 1989, so
0052
   1     I suppose I have been in practice in some form
   2     throughout that period. Because the early part of that
   3     period was, if you like, my formative years, I think
   4     I have reasonable recall about a limited area of
   5     practice in the institution in which I was training,
   6     which I happen to think was quite a good place.
   7        What I am not able to give, which perhaps someone
   8     with Dr Silove's experience is able to give, is
   9     a broader view of what the whole UK picture was, and he
  10     might have a much better view or the more senior members
  11     of the panel may have a better view of the context of
  12     the practice.
  13        I now can tell you, in 1999, I have a much better
  14     idea about how the practice in my hospital perhaps
  15     compares to other places if I go and visit them and
  16     listen and watch what they do, so I think there is an
  17     element of that, but as I said earlier, I think each of
  18     the panels did have a fairly broad representation, so
  19     that overall, I think that the panel was able to put
  20     itself in the context of the period, for instance, the
  21     question, did they have this particular type of
  22     investigation in 1989, and one of the panel members
  23     would be able to say, "In my experience, that only
  24     became available or common practice beyond 1992", or
  25     something like that.
0053
   1        So those types of discussions did take place.
   2   MS WILLIAMS: I would support that. I think that there
   3     were people with a wide-ranging experience in each of
   4     the review panels, and sometimes, you know, we did need
   5     reminding that we needed to go back and look, but there
   6     were normally two or three people who had been in
   7     clinical practice in mid to late 1980s and it was just
   8     a case of really thinking about what things were like
   9     then.
  10   DR SILOVE: Having been pointed to as a "senior member", it
  11     was actually very difficult, but one did have to think
  12     back, did we have that particular technology in 1985?,
  13     when did that become available? and so on. But I think
  14     we all got around the problem quite well. I think we
  15     were able to extrapolate back and I think we made
  16     special allowances for standards of care, say in
  17     intensive care units, being quite different from what
  18     they are today.
  19        There were all sorts of things that were
  20     different, but I think we were able to take that into
  21     account quite well.
  22   MR LANGSTAFF: What about the point Dr Macrae was making
  23     which is essentially that his experience in the 1980s,
  24     although he recalls it well, was limited to one centre
  25     because that is where he had it? What efforts were made
0054
   1     in the design of the study to spread the experience of
   2     different centres amongst the different groups?
   3   DR SILOVE: We were very careful to have teams of reviewers
   4     who, for the most part, each member came from
   5     a different centre. We did not succeed completely on
   6     that, but mostly.
   7   MR LANGSTAFF: We have talked about the design and we talked
   8     about the pilot study. Do you want to give us,
   9     Dr Silove, an overview of the results that came out?
  10   DR SILOVE: First let me say we are calling this
  11     a preliminary report, and the reason we are doing that
  12     is partly because the report was prepared during
  13     a two-week period immediately after the last case review
  14     had been done, and it really was very rushed; it was an
  15     awful lot of work. If I could just say that Mr Hamilton
  16     and I are very, very grateful for the skilful and
  17     dedicated support we got from the Secretariat of the
  18     Inquiry, in particular Una O'Brien; I think it was quite
  19     outstanding support. Without that it would not have
  20     been possible to complete the report.
  21        I will present some data, but I think that people
  22     might find some of it rather disturbing, for the reasons
  23     that Professor Evans has outlined. It is very heavily
  24     weighted towards babies who had open-heart operations
  25     and who died. We will later see the data that Professor
0055
   1     Evans prepared at midnight last night, which might give
   2     us a more balanced view, but I would like to proceed
   3     with the raw data as we have it.
   4        If we could have INQ 16/6 on the screen, please,
   5     this gives you an overall idea of what happened if we
   6     could look at this graph, in all 80 children.
   7     Unfortunately, the shadings of grey have not come out
   8     very well on this, but at the bottom here we have
   9     gradings for overall care, 1 on the left, 2, 3 and 4,
  10     and the bars on the left are patients who are alive and
  11     the bars on the right are patients who have died.
  12        So in overall grade 1, you will see that there
  13     were 11 patients who died and two who are alive.
  14        When you get to grade 4 of adequacy of care, that
  15     is where care was adequate, there were still a number
  16     who had died and most were alive.
  17        If we could just go to the bottom of that page,
  18     there is a table which gives you the figures. You will
  19     see that as Professor Evans indicated, 40 were selected
  20     who had died and 40 who were alive, and those were an
  21     overall grade score of 1, there were 11 who had died and
  22     two alive; grade 2, there were 10 who had died and
  23     1 alive; and so on, up to grade 4, where there were 7
  24     who had died and 33 are alive.
  25        If we could go on to page 8, we will see bar
0056
   1     charts showing the adequacy of care, first for the 40
   2     who were alive -- just seeing the same thing as I have
   3     already shown you in a different way. On the left are
   4     those where adequacy of care was rated the worst, and on
   5     the right, where adequacy of care was rated the best.
   6     If we could go lower down on that page, the patients who
   7     died, you can see that there is a reasonable spread of
   8     adequacy of care across -- that is adequacy of care 1,
   9     2, 3 and 4, this little group of 2/3 really upset us
  10     a bit. There were four patients in that group. The
  11     authors of this report would have preferred the
  12     reviewers to have given a definite grade of either 2 or
  13     3, but that was their decision and we accept it.
  14   MR LANGSTAFF: Just pausing there, I suppose to get
  15     a reflective pattern, one would have to halve that box
  16     and add one half of the box to the 2 column, and one
  17     half to the 3 column, to get a reflective pattern?
  18   DR SILOVE: Not necessarily. It is more complicated than
  19     that. They might all be grade 2s, they might all be
  20     grade 3s in somebody else's estimation --
  21   MR HAMILTON: Having said that, when we first set out to
  22     review the results we took those four cases and reviewed
  23     the forms. We did not have the case notes. We felt,
  24     looking at the forms, that we would have put two of them
  25     into 2 and two of them into 3, as it happens, but
0057
   1     recognising that they were evidence to the Inquiry,
   2     I think it is interesting that these were the only four
   3     of the 80 cases where the teams could not agree on
   4     a final score, which I think says something itself for
   5     the review process.
   6   DR SILOVE: That then gives you an overall picture of the
   7     overall grades of adequacy of care.
   8        I would now like to focus on some of the aspects
   9     of care that we looked at and if we could turn to
  10     page 11, INQ 16/11, this is text, and I am just going to
  11     C, D and E at the bottom here.
  12   MR LANGSTAFF: Let us highlight C, D and E.
  13   DR SILOVE: I really just want to highlight some of the
  14     information that we got from this.
  15        In the pre-operative management, I would just like
  16     to focus on these three aspects for a moment. The
  17     accuracy and completeness of diagnosis, in 12 instances
  18     concerns were raised about the diagnosis, but in only
  19     7 was a wrong or incomplete diagnosis thought to have
  20     made any difference to outcome.
  21        The initial treatment strategy, grades of less
  22     than adequate were given for 14 procedures, and in 9 the
  23     inappropriateness of initial treatment strategy was
  24     thought to have affected outcome.
  25        In E, the timing of planned treatment -- this came
0058
   1     through in all of the reviewers' comments at various
   2     times -- we were concerned about delays in the timing of
   3     planned treatment. This was mentioned in relation to
   4     21 procedures, although in only 6 cases were delays
   5     considered to have contributed adversely to outcome.
   6        So this is where, when I say "considered to have
   7     adversely", I mean that they were given grades 1 or 2
   8     for adequacy of care. Just to remind you, grade 1 is
   9     less than adequate care in which different management
  10     would reasonably be expected to have made a difference
  11     to outcome, and grade 2 is where different management
  12     might have made a difference to outcome.
  13   MR LANGSTAFF: That is in each case, an avoidable factor: in
  14     1s, probably contributed to death or disability; in 2s,
  15     might have?
  16   DR SILOVE: Might have, yes. If we can go on to the next
  17     page, page 12, this is the surgical procedure. I will
  18     see if I can highlight that for you. What has happened
  19     to my highlighter?
  20   THE CHAIRMAN: I may be able to help you -- you are doing
  21     it, otherwise Tony at the back will quite happily do it
  22     for you, provided you do not touch the screen, because
  23     the mouse is mightier than the pen!
  24   DR SILOVE: I think he told me that the pen was mightier
  25     than the mouse!
0059
   1        For the surgical procedure, it was very
   2     interesting that although grades of less than 4, in
   3     other words less than adequate care, were given for 21
   4     procedures, in only 11 procedures, that is 11 out of 100
   5     procedures -- remember, there were 100 procedures in 80
   6     patients -- the reviewers did not consider that surgical
   7     care affected outcome, whereas in 7 procedures, those
   8     with a grade of 2 where different management might have
   9     made a difference to outcome and in only 2 there were
  10     patients with a grade of 1, was it considered that
  11     different care would reasonably have been expected to
  12     have made a difference to outcome.
  13        So the actual surgical procedures did not features
  14     very highly in the overall assessment of adequacy of
  15     care.
  16   MR LANGSTAFF: Can I just ask you about what you have said?
  17     Is what you are intending to say that if one focuses
  18     upon inadequacies, then surgical procedure does not
  19     feature very highly?
  20   DR SILOVE: We have avoided the word "inadequacies". Where
  21     the care is less than adequate, yes, surgery does not
  22     feature very highly.
  23   MR LANGSTAFF: I am grateful for the correction.
  24        The point you are making by reference to the
  25     previous page was that by comparison with accuracy and
0060
   1     completeness of diagnosis, appropriateness of initial
   2     treatment strategy and timing of treatment, the
   3     pre-operative stage had a greater reflection as being
   4     less than adequate than did the surgical procedure?
   5   DR SILOVE: Yes, it seems in a sense it set the scene for
   6     the whole of the management of that patient thereafter.
   7     The pre-operative care, assessment, diagnosis and so on,
   8     did seem to set the scene for all of the care
   9     afterwards.
  10        There was another important aspect, though, and
  11     that was, if we could go down the page, this is the
  12     post-operative intensive care and assessment. If we
  13     could just -- we can probably read all of this, but
  14     essentially, let me highlight. The clinical case note
  15     review of post-operative management was set up to be
  16     subdivided between anaesthetists, surgeons and
  17     paediatric cardiologists, but it was actually very
  18     difficult for the reviewers to attribute primary
  19     responsibility to specific members of the clinical
  20     team. The reviewers had often graded medical care,
  21     which was probably intensivist anaesthetist care as
  22     surgical and vice versa, because of difficulties in
  23     discerning the separation of the roles of these
  24     respective disciplines in the Intensive Care Unit.
  25        So we commented on the data as it was, but we did
0061
   1     have those reservations.
   2        If we look at the medical care or anaesthetic
   3     aspect J, there was a grading of less than adequate care
   4     following 19 procedures, including 9 instances where the
   5     care was graded as 1 or 2. The surgical post-operative
   6     care, that is aspect K: less than adequate in 12
   7     instances, of which seven grades were 1 and 2. There
   8     were many comments about the intensive care touching on
   9     a range of issues which included poor control of
  10     ventilation, early extubation, failure to undertake
  11     echocardiography, problems with fluid balance, failure
  12     to act when the blood oxygen was low post-operatively,
  13     and failure to assess reasons for poor cardiac output.
  14   MR LANGSTAFF: Just pause there for a moment. You are
  15     reading, I think, what is at the bottom of the page.
  16   DR SILOVE: Yes; if we could go over the page?
  17   MR LANGSTAFF: You were speaking fairly quickly then.
  18   DR SILOVE: I think the important comment that came through
  19     time and again was that reviewers could find little
  20     evidence of the presence of paediatric cardiologists on
  21     the Intensive Care Unit at the Bristol Royal Infirmary.
  22   MR LANGSTAFF: I want to pick up in a moment or two with the
  23     assistance of all of you what role you would expect
  24     particular disciplines to play at particular stages, so
  25     this is something we will come back to, and in
0062
   1     particular, pick up that comment and its relevance.
   2   DR SILOVE: I think what I would like to do at this stage is
   3     to get on to those patients in whom the overall grading
   4     of care was 1, in other words, those patients in whom it
   5     was considered that different management would
   6     reasonably be expected to have made a difference to
   7     outcome.
   8        If we could turn the table at page 37, after that,
   9     you could have [INQ 16/37].
  10        This table is an eyesore, but it really shows you
  11     each row indicating the gradings for aspect of care
  12     which are in the columns, so each row is a patient or
  13     a procedure, I should say. 1/1 means overall grade 1,
  14     first patient. 1/9a for example is the 9th patient who
  15     had two procedures, 9a and 9b, and so on. So this
  16     table, if you look across the columns -- can this be
  17     enlarged, do you think, the table?
  18   MR LANGSTAFF: We may be able to enlarge sections of it
  19     for you.
  20   DR SILOVE: Perhaps if it was enlarged from here, the whole
  21     table from left to right there.
  22   THE CHAIRMAN: I wonder, while we are trying to do that,
  23     Dr Silove, whether figure 6 might be even more of
  24     a helpful starting point for us? That is on
  25     page INQ 16/10.
0063
   1   DR SILOVE: I have a better one than that. Perhaps we could
   2     put up the bar chart?
   3   THE CHAIRMAN: Bear with me and tolerate my eccentricity.
   4     Let us look at page 10 first.
   5   MR LANGSTAFF: I think what you wanted to show us,
   6     Dr Silove --
   7   DR SILOVE: I want to concentrate on patients who are grade
   8     1 overall care, and this gives just a summary of the
   9     grades of each aspect of care. It is more accurate if
  10     I could show you, perhaps, INQ 19/1. This is a bar
  11     graph, if you could enlarge that for us. These are the
  12     aspects of care for patients who had an overall grading
  13     of 1, and it is divided into -- this is pre-operation
  14     (indicating). This section here is operation area.
  15     G is the operation itself and I is the anaesthetic.
  16     These last three are J, K and L, post-operative
  17     aspects. The dark shading is those given a grading for
  18     the aspect of care of 1, and the light shading, those
  19     given a grading for aspect of care of 2.
  20        You can see here how those with an overall grade
  21     of 1 had this high preponderance of low scores in the
  22     pre-operative management -- I am sorry on this vertical
  23     bar on the left, it tells you the number of procedures.
  24     So this shows you quite clearly that for only two
  25     procedures was grading of surgical care in this group 1
0064
   1     or 2. The same applied to the anaesthetic.
   2        Then post-operatively, there was again
   3     a scattering -- as I have indicated. This is the
   4     post-operative care group. The one on the end is the
   5     postmortem.
   6        So post-operative care also featured quite highly
   7     in this group of patients.
   8        I hope that is clear. If I could perhaps move on
   9     to overall grade 2, which is INQ 19/2, here, similarly,
  10     we have the pre-operative period. We have the operative
  11     period here, those three. G is surgery, H is perfusion
  12     and I is anaesthetic. Here is the post-operative care.
  13     In this group, interestingly, we found that one patient
  14     had been given a grading of 1 for the surgical procedure
  15     and I think it was four who had been given a grading of
  16     2 for the surgical procedure.
  17        Post-operative management featured again quite
  18     strongly in grades of adequacy of care, but this group,
  19     these 11 patients who received 13 procedures, it was
  20     considered that different management might -- might --
  21     have affected outcome. We are not saying that it would
  22     have done.
  23        I wonder if it is possible to bring up the table
  24     from page 38? That is INQ 16/38. I do not have any
  25     more of these bar charts. I am now going to go on to
0065
   1     overall grade 2/3, and just take it as it comes.
   2        If you look across --
   3   MR LANGSTAFF: Can I just stop you there? If one is looking
   4     at cases where the less than adequate care might have
   5     made a difference, or probably made a difference, what
   6     you have shown us is two bar graphs which reflect
   7     slightly different pictures as to the relative
   8     importance of the pre-operative, the surgical and the
   9     post-operative phases.
  10        What interpretation, if any, do you give to the
  11     relative importance of each of those periods in terms of
  12     the overall adequacy of care that the Panel has to
  13     assess?
  14   DR SILOVE: I think that a lot of what we showed on those
  15     overall grades 1 and 2, the division into aspects could
  16     have occurred by chance. Perhaps Professor Evans would
  17     agree or disagree with that. In other words, I think it
  18     was by chance that we had more cases in which surgical
  19     care was regarded as slightly less adequate in overall
  20     grade 2 than in overall grade 1.
  21        I think the message that we have really got from
  22     all of this is that all aspects of care contributed to
  23     overall less than adequate care.
  24   MR LANGSTAFF: Could I just stop you there? I am not quite
  25     sure what you mean by saying that the allocation as
0066
   1     between 1 and 2 may have happened by chance. Do you
   2     mean the chance of having these particular 80 cases, or
   3     do you mean that there is a chance that one panel will
   4     have allocated to 1 rather than to 2? In what sense are
   5     you using it?
   6   DR SILOVE: No, I do not mean that anyone else would have
   7     allocated different gradings. I mean that if you took
   8     another sample of different children who might also be
   9     given an overall grading of 1, say, you might find that
  10     more of those patients had inadequate surgical care.
  11   MR LANGSTAFF: You might find more had had adequate
  12     surgical care?
  13   DR SILOVE: You might.
  14   MR LANGSTAFF: Can I ask Professor Evans to come in on
  15     this? Is this part of the purpose of taking a sample
  16     like this, in order to get a reflection of the whole
  17     from the part?
  18   PROFESSOR EVANS: It certainly is part of the purpose of
  19     taking a sample to do that. I would be very reluctant
  20     to try and draw very strong conclusions about important
  21     differences in the way that one might be tempted to
  22     looking at those numbers.
  23        What I would wish to summarise, perhaps, is that
  24     in overall grades 1 and 2, what is very clear is that
  25     the surgical aspects, if you like, particularly aspect
0067
   1     G as we have labelled it, surgical care on its own, is
   2     not appearing to be inadequate from the way the teams
   3     have assessed it, as being the major contribution to the
   4     overall adequacy of care being 1 or 2. That is the key
   5     thing.
   6        I think that what Dr Silove said, that is, that if
   7     one looks at adequacy of care 1 or 2, the reason for
   8     that is something that is spread across the board. It
   9     varies from individual case to individual case, but what
  10     is very clear is that there are aspects across the whole
  11     spectrum of care and the whole time period of care which
  12     are contributing to that. It would be incorrect to talk
  13     about, in my view, a statistical comparison of whether
  14     surgery is greater or less than some other aspect.
  15        So I do not think the sample focusing down to that
  16     level has the ability with such small numbers to draw
  17     the correct conclusions.
  18   MR LANGSTAFF: Going back to the evidence we heard
  19     yesterday, would it be a mistake, then, to attribute the
  20     apparent difference in performance of Bristol compared
  21     with other centres to less than adequate surgery as
  22     opposed to possibly less than adequate care on the part
  23     of the unit?
  24   PROFESSOR EVANS: Yes, I think it would be inaccurate.
  25     I think that there is, and I think somebody at least
0068
   1     yesterday did warn that the idea that we were focusing
   2     on surgeons or surgical care, as per surgery, as being
   3     the explanation for any difference between Bristol and
   4     elsewhere, would be mistaken. I think this review makes
   5     that quite explicit.
   6   MR LANGSTAFF: Dr Silove, you were going to go on and show
   7     us briefly 3 and 4.
   8   DR SILOVE: Yes. I would like to thank Professor Evans for
   9     saying so eloquently what I was trying to put across.
  10     I am not very used to using statistical terms.
  11        Could we move the chart up so we can see table 3?
  12     Here you see a different type of picture from the
  13     aspects of care that you would have seen in tables of
  14     overall grade 1 and overall grade 2. Those with aspects
  15     of care overall grade 3, most of the way across you will
  16     see aspects of care for different aspects being given
  17     grades of 4 or 3, and occasionally, 2.
  18        I think one has to leave it to the individual
  19     teams of experts to decide from their overall
  20     discussion, what overall grade they should give.
  21        I am sorry to do this to you, but I wonder if we
  22     could just point out one little anomaly and go back to
  23     the table of overall grade 1, which is page INQ 16/37.
  24        I would like to focus on case 11. In case 11
  25     which I have highlighted, it was very interesting that
0069
   1     the reviews gave an overall grade of 1, even though
   2     there was no single aspect of care that was 1 or even
   3     2. The lowest aspect of care grading that was given
   4     here was 3.
   5        This patient is alive and the reviewers considered
   6     that because so many -- at least I am assuming, I was
   7     not one of the reviewers in this case. I am assuming
   8     that they considered that there were so many aspects of
   9     care that were given lowish gradings that they had to
  10     consider the overall aspect, the overall grade, for this
  11     patient was down to 1. So it is an anomaly in all these
  12     tables which is probably worth highlighting.
  13   MR LANGSTAFF: There may be an explanation, might there not,
  14     in the protocol which was used, which was that 3
  15     describes less than adequate care? The judgment as to
  16     whether the less than adequate care might have made
  17     a difference, or probably made a difference, must be
  18     a judgment as to the causative potency of the less than
  19     adequate care?
  20        What you are therefore reflecting here is, is it,
  21     a picture where, generally speaking there was felt to
  22     be, across a number of aspects, less than adequate care
  23     and the overall judgment as to what that caused or did
  24     not cause is that it probably made a difference.
  25   DR SILOVE: Yes, I think that is right. That was our
0070
   1     interpretation.
   2   MR LANGSTAFF: I do not know whether we have amongst us
   3     a member of the Panel who may recognise the markings on
   4     this? (No response).
   5   DR SILOVE: We are all denying it! It must have been one of
   6     the other teams!
   7   PROFESSOR EVANS: Can I comment, although I am obviously not
   8     a clinician, there was a specific comment made by the
   9     team that was listed, and as it happens, the comment
  10     says that it represents clear evidence of delay in the
  11     treatment strategy putting the patient at risk and that
  12     was why the overall grade was given as 1 and that is
  13     a specific comment made by the team.
  14        Of course, as Mr Hamilton said, the reasons for
  15     the delay may not be recorded in the notes, but that was
  16     the comment that they made.
  17   DR SILOVE: Yes, and it is interesting that the patient is
  18     alive and I do not believe that patient has
  19     a disability; is that correct?
  20   PROFESSOR EVANS: I think you are right.
  21   DR SILOVE: The patient is alive without a disability, so
  22     that there is no way that different management could
  23     have produced a better outcome. So the review team were
  24     not sticking strictly to the protocol that had been set
  25     out, but that does not matter. I think one has to
0071
   1     respect their judgment that the overall care was that
   2     bad that they had to downgrade it to 1.
   3   MR LANGSTAFF: So they would have expected it, applying
   4     intellectual rigour, to make a difference, even though,
   5     as it happened, it did not?
   6   DR SILOVE: I think what they were really saying was, if
   7     something had gone wrong, then different management of
   8     care would have produced a better outcome. But
   9     fortunately, nothing went wrong in that case.
  10   DR GOULD: Could I make a comment about our experience with
  11     CESDI, because certainly in the early days this was
  12     a problem that came up not infrequently. What tended to
  13     happen was that panels felt what happened here was
  14     really bad management, and therefore they wanted to
  15     indicate this, they felt, by giving it as it were a high
  16     grade, despite the fact that technically it made
  17     a nonsense of the grading if they did not comply with
  18     the grading system. We went through a phase where we
  19     had to instruct chairmen, "You have to be very careful
  20     about this", in the same way this anomaly has crept in
  21     with the postmortem here. It happens occasionally.
  22   THE CHAIRMAN: Your CESDI high grade would be a low grade in
  23     our context?
  24   DR GOULD: Yes, that is right, in this sort of circle. So
  25     it is easy for panels to try and do that, because they
0072
   1     are trying to highlight something. In fact, that is one
   2     of the reasons why we did undergo a change at one phase
   3     with one of our grading systems, where we separated how
   4     bad we felt the care was from whether we thought the
   5     care would affect management.
   6        So we had actually two grades that were applied,
   7     because we recognised often there seemed to be very poor
   8     management, but it would not have affected outcome, so
   9     somehow, what we had as a grade 3 here, one still wanted
  10     to highlight that there was poor management occurring.
  11   MR MACRAE: I think it is important to make the point that
  12     assessment of outcome can be a technical exercise in
  13     that a child may eventually be discharged from hospital
  14     without any morbidity or any ongoing problems. Having
  15     had a technically successful operation, his or her care
  16     could still have been inadequate, given that the
  17     intensive care stay may have been unduly prolonged
  18     because of a level of inadequate supervision or a wrong
  19     decision or a different decision.
  20        So it is still possible to have a perfectly
  21     acceptable outcome, but nevertheless, a child or
  22     a family may have been put through something which was
  23     not optimal.
  24   MR LANGSTAFF: So you are saying that one might distinguish
  25     between outcomes which are other than death and
0073
   1     disability?
   2   A. Yes, which I think is one way that you could make lots
   3     of number 3s add up to an overall number 1, although
   4     I was not involved in this particular assessment.
   5   THE CHAIRMAN: I think Professor Evans wanted to come in on
   6     something?
   7   PROFESSOR EVANS: I think that it is slightly unfortunate in
   8     some ways that because we are not veiled to the outcome,
   9     we clearly have a measurement of adequacy that is
  10     muddled up with the outcome, and because the way the
  11     gradings have been written in that way, it says less
  12     than adequate care would be expected to have made
  13     a difference to outcome. So the assessment of adequacy
  14     is muddled up with that outcome.
  15        Yet, by having selected carefully children who had
  16     died and children who were alive, to some degree we were
  17     wanting to have some assessment of adequacy of care that
  18     was to a degree independent of outcome.
  19        So I do not know, but I think that the team were
  20     right in using a grade 1 there, even though it did not
  21     exactly conform to the rules that were written down
  22     there. It met the spirit of the adequacy of care,
  23     rather than the exact legalism of the term used.
  24   MR LANGSTAFF: Is it perhaps dangerous, when one is trying
  25     to interpret the results of a study, to know, and
0074
   1     indeed, to give permission to a team, to depart from the
   2     rules which they are supposed to be observing? We have
   3     here a team which, it could be said, did not follow the
   4     rules. Does that not invalidate the conclusion and the
   5     study?
   6   PROFESSOR EVANS: No, I do not think so. I think one has to
   7     realise that these numbers we are giving, 1, 2, 3, 4 and
   8     5, are not measurements of height. I think that these
   9     are subjective measurements and the criteria used by
  10     people in trying to use the measurements, you try to set
  11     down the rules, and I think if you have too rigid an
  12     adherence to the rule, you may equally end up confusing
  13     yourself in terms of giving a picture.
  14        These numbers are not to be interpreted -- I as
  15     a statistician would not wish these numbers to be
  16     interpreted with the rigidity with which I might
  17     interpret height, weight, blood pressure; they are not
  18     as reproducible in that way. But nevertheless, the
  19     question is, are they reproducible?
  20        While the rules have been slightly broken,
  21     nevertheless, by the way we have deliberately included
  22     children who were alive and those who were not alive, to
  23     some degree you might as well say that anyone who was
  24     alive should never have any score other than adequate.
  25     I would think that would not be the sort of thing the
0075
   1     Inquiry is really interested in. The Inquiry is
   2     interested in adequacy of care, and I would argue that
   3     the team in having some discussion there, although
   4     I obviously was not present, was right in doing this.
   5        I think Duncan Macrae has made exactly that point
   6     that the adequacy of care being poor, the fact that it
   7     did not make a difference to what we have measured as
   8     outcome, and we have recorded on our bits of paper,
   9     there may be some other bits of outcome there. There
  10     might have, for example, have been distress to parents
  11     caused through this inadequate care. I do not know.
  12     I think the team should be allowed to do that, even
  13     though it does not fall exactly within the apparent hard
  14     and fast rule of the protocol.
  15   MR LANGSTAFF: So you are saying that the difficulty about
  16     applying the rules might lead to a wider margin of
  17     appreciation, might it?
  18   PROFESSOR EVANS: I think so. I think if you had believed
  19     that the assessment of this was perfect and those
  20     numbers were regarded as carved in tablets of stone,
  21     then you would be mistaken. One of the things that
  22     statisticians are employed to do professionally is to
  23     estimate uncertainty. I think that one of the messages
  24     that perhaps in some instances did not come out from
  25     yesterday was the uncertainty in our apparent estimate
0076
   1     of things like 34 excess deaths or a doubling. There is
   2     enormous uncertainty in that, and I think that if we
   3     focus on the exact numbers here and think that they have
   4     a degree of certainty, that would be spurious and it
   5     would be a pity if people took that kind of message
   6     away; it is a rather more general message.
   7   DR SILOVE: Could I just come in for a moment there? It
   8     is unfortunate, I think, that our guidelines, which is
   9     what they were meant to be, of writing down grades of 1,
  10     2, 3 and 4, for adequacy, it is unfortunate that our
  11     guidelines were written down quite in the way that they
  12     were, and perhaps became rules. I do not think any of
  13     the teams regarded them as rules; I think they regarded
  14     them as guidelines. When all the groups of experts met
  15     before the study commenced, I think it was made clear
  16     that we were setting out guidelines rather than rules.
  17     None of us in this room, at least, none of these
  18     experts, are criticising the team that did award a grade
  19     1 overall when none of the aspects of care were grade
  20     3. I am just commenting on it.
  21   MR HAMILTON: Can I say, I do not have a problem with this
  22     at all. I do not think the team broke any rules. You
  23     are assuming that measurement of outcome is being
  24     alive. When we scored each individual aspect of care,
  25     that was looked at as a defined thing. When we sat back
0077
   1     we looked at the overall management. It may have been
   2     a surrogate measurement like length of stay, extent of
   3     care, management of the patients and that all came into
   4     the thing. The overall score was a summation of the
   5     factors plus an overall feeling, so I do not have
   6     a problem with it.
   7   DR SILOVE: I think it would be boring to show you a table
   8     of overall grade 4. There are 40 patients in that table
   9     and 4 that are scattered very liberally throughout.
  10     There is just the occasional 3 and I think there is just
  11     one 2 in the whole table, so I will not show you that.
  12     I do not think there is much more to be said about
  13     patients whose care was considered to be adequate.
  14        Unless you want to ask any further questions,
  15     I think it would be interesting if we could move on to
  16     the second review exercise and let Professor Evans
  17     perhaps tell us about his analysis of that.
  18   MR LANGSTAFF: I am going to be sorry to disappoint you on
  19     that, Dr Silove, because what I would like to do is to
  20     get a better feel, in evidence, for the various
  21     responsibilities and the components of what we see here
  22     on the screen as letters.
  23        A is the timing and appropriateness of the initial
  24     referral, or it may be the condition on arrival. If we
  25     are looking at A, then, are we looking at something
0078
   1     which is outwith the control of Bristol Royal Infirmary
   2     or Bristol Children's Hospital?
   3   DR SILOVE: Yes. That was not under the control of Bristol
   4     Children's Hospital. It was really put in there so that
   5     reviewers could comment on how well the patient was at
   6     initial presentation, because that, in itself, might
   7     have affected the whole management of the child. If
   8     that had got a very low grading, I think one could
   9     probably discount some of the measures that were made in
  10     Bristol.
  11        In fact, there were very few low gradings for that
  12     particular aspect of care.
  13   MR LANGSTAFF: If we look under A on the screen, if we look
  14     down to 1/13a, A is described as 2, so at the start of
  15     the first procedure, the child concerned may have been
  16     late or the referral may have been inappropriate, the
  17     condition on arrival may have been poor. Is that what
  18     that is telling us?
  19   DR SILOVE: That is correct, yes.
  20   MR LANGSTAFF: That may then inform the need at stages B and
  21     D and E to in essence get on with it, or to in some way
  22     relieve or stabilise the condition of the child before
  23     moving further; that is the point, is it?
  24   DR SILOVE: Yes, that is correct. I think that it tells us
  25     that the clinical assessment and management after
0079
   1     presentation, if that had been better, it might have
   2     counterbalanced the poor condition of the baby on
   3     admission, and certainly, when we get to the timing of
   4     planned treatment, which got a grading of 1, that
   5     certainly, if it had been better, could have
   6     counterbalanced any effect that a grading of 2 would
   7     have had on presentation.
   8   MR LANGSTAFF: So without going back to the clinical notes,
   9     case 1/13a, it looks like a case of delayed treatment?
  10   DR SILOVE: Yes.
  11   MR LANGSTAFF: Not picked up either as an urgent case on
  12     first assessment?
  13   DR SILOVE: That is correct. I do not know what the details
  14     of that case were, but let me just also point out that
  15     that particular case had two procedures. 13a and 13b
  16     and if you look along 13b, you will see there was an
  17     overall grading of 1 for aspect D, which was again the
  18     appropriateness of initial treatment strategy.
  19        So for both of those procedures, there was
  20     a grading of aspect of care of 1 in more than one place,
  21     and that clearly deserved an overall grading of 1.
  22        Let me just highlight what I said before, that in
  23     this group of overall grade 1, it was the pre-operative
  24     management and care that got the lowest grades in the
  25     sample.
0080
   1   MR LANGSTAFF: Can we move on and explore column B?
   2     Column B is the clinical assessment and management.
   3     Whose responsibility, essentially, is that?
   4   DR SILOVE: That is the cardiologist.
   5   MR LANGSTAFF: So we are looking here at the
   6     appropriateness and the adequacy of the cardiologists'
   7     first contacts with the child?
   8   DR SILOVE: Yes. I mean, it might be the cardiological or
   9     junior medical staff, but they should very quickly call
  10     the consultant cardiologist if they have a sick baby
  11     come in. I think the consultant must take
  12     responsibility for that aspect of care, the clinical
  13     assessment and management.
  14   MR LANGSTAFF: Was anything else, other than the
  15     cardiologists' role and the scope of their role looked
  16     at under column B?
  17   DR SILOVE: No. I am sorry, maybe I misunderstood; could
  18     you repeat the question?
  19   MR LANGSTAFF: Anybody else involved, other than the
  20     cardiologists?
  21   A. No.
  22   Q. So B is focused on cardiologists only?
  23   A. That is correct, yes.
  24   Q. C, the accuracy and completeness of the diagnosis: whose
  25     task is that?
0081
   1   A. That is again the cardiologist. He is the one who will
   2     do the investigations, which would be clinical
   3     examination, ECG, x-ray, echocardiogram, maybe cardiac
   4     catheterisation, in order to get an accurate and
   5     complete diagnosis.
   6   MR LANGSTAFF: So the accuracy might be -- would that be
   7     a matter of interpretation of the echo or any other
   8     diagnostic tool?
   9   DR SILOVE: It would be both the performance of the
  10     procedure and the interpretation.
  11   MR LANGSTAFF: D: the appropriateness of the initial
  12     treatment strategy: what does that cover?
  13   DR SILOVE: The paediatric cardiologist will have assessed
  14     the baby, made a diagnosis and instituted some initial
  15     treatment, so it really is primarily the paediatric
  16     cardiologist. He will also, or should, communicate at
  17     that early stage with the cardiac surgeon, so that the
  18     two of them together can discuss the initial treatment
  19     strategy, and decide on whether the patient should or
  20     should not go through for an operation later on.
  21        I think in a way it blended in with the next
  22     aspect, which is E which is the timing of the planned
  23     treatment. I think those two aspects of care are
  24     probably primarily the responsibility of the paediatric
  25     cardiologist, but with a great deal of input from the
0082
   1     cardiac surgeon as well.
   2   MR LANGSTAFF: I see Mr Hamilton is nodding vigorously.
   3   MR HAMILTON: I think in an ideal world you would bring in
   4     research from C at the time of diagnosis. If the
   5     cardiac surgeon does not think they have been given
   6     enough information, they would have a responsibility to
   7     point that out. It is sometimes not possible to get all
   8     the information.
   9   MR LANGSTAFF: At what stage would the surgeon be involved
  10     in saying to the cardiologist, "I need more information
  11     here", or "Is the diagnosis complete?"
  12   MR HAMILTON: That would depend on the urgency of the case.
  13     If it was a case that needed urgent treatment on the
  14     weekend, it would simply be that cardiologist and that
  15     surgeon. In the normal run of events, if it was not
  16     that urgent, it would come up at the team meeting, where
  17     hopefully we would have input from the other
  18     cardiologists and other surgeons in the team.
  19   THE CHAIRMAN: I wonder whether I could ask Mr Hamilton,
  20     when you say "bring the cardiac surgeon in" what does
  21     that in practice mean? Telephone? A joint visit with
  22     the patient? A conversation somewhere? How does it
  23     work?
  24   MR HAMILTON: It would depend really on the case. It would
  25     have been an initial contact. I do not think it
0083
   1     actually matters how much it is. That would vary from
   2     case to case, but I think the surgeon would begin to be
   3     involved there. In most cases it would simply be the
   4     paediatric cardiologist and then it would come up at the
   5     weekly meeting and the case conference and be presented
   6     by the cardiologist.
   7   MR LANGSTAFF: Tell me more about the weekly meeting and the
   8     extent to which that may affect the accuracy or
   9     completeness of diagnosis, or indeed the initial
  10     treatment strategy.
  11        The usual practice is for there to be a weekly
  12     meeting to review cases which are coming up for
  13     treatment?
  14   MR HAMILTON: Yes, I think that would be the practice in
  15     most units, and the bigger the unit the more frequent
  16     the meetings they would have to have because there would
  17     be more patients coming through. I think all units
  18     would have a case conference where, ideally, all members
  19     of staff would be present, including the anaesthetist at
  20     times, depending on the planning of the patient. The
  21     cardiologist would present the evidence and come to
  22     their conclusion; the other cardiologist in the team may
  23     say "I disagree", or "You need something further". The
  24     surgeon may say, "I am not quite clear about that
  25     aspect. We need some further information".
0084
   1   MR LANGSTAFF: Who would you expect, in the 1980s, to be
   2     present at such a clinical conference?
   3   MR HAMILTON: Thinking back again, like Dr Macrae, I was
   4     a Senior Registrar in the mid-1980s. In an ideal world
   5     you would have the whole team. We do not work in an
   6     ideal world; people are on leave --
   7   MR LANGSTAFF: Who is on the team?
   8   MR HAMILTON: The cardiologist and the surgeon.
   9   MR LANGSTAFF: Nobody else?
  10   MR HAMILTON: It would depend on the case. If it was a sick
  11     baby in intensive care, then the anaesthetist would be
  12     involved. The junior staff would obviously be there as
  13     well for educational purposes, and for their input, and
  14     the nurses may well be there. But the core would be the
  15     cardiologist and the surgeon.
  16   DR SILOVE: In some centres, where cardiac catheterisations
  17     were done the radiologists would probably be involved as
  18     well, because the radiologists, certainly in Bristol,
  19     were very heavily involved with all the cardiac
  20     catheterisations and angiocardiograms.
  21   MR LANGSTAFF: Dr Macrae?
  22   MR MACRAE: I think my experience of working in two centres
  23     during the relevant time was that, really, these
  24     conferences were events which very much involved
  25     cardiological and cardiac surgical input. There would
0085
   1     occasionally be a call for more specific input from
   2     anaesthesia or intensive care, where clearly a child was
   3     already established in the Intensive Care Unit, but the
   4     usual practice, I think, was for the vast majority of
   5     these decisions to be made by the cardiologist and
   6     surgeon.
   7   MR LANGSTAFF: So going back to the question of the case
   8     conference, how long before anticipated surgery, again
   9     assuming a non-urgent "tomorrow morning" type of case,
  10     would that be likely to be held?
  11   MR HAMILTON: It would usually be at the time of diagnosis,
  12     the initial presentation and diagnosis, so a plan would
  13     evolve at that stage.
  14   MR LANGSTAFF: So you would expect, then, diagnosis actually
  15     to be not so much the cardiologist on his own but
  16     a shared responsibility between cardiologist and cardiac
  17     surgeon?
  18   MR HAMILTON: I think that may be putting too much weight on
  19     the surgical involvement. I was saying it was beginning
  20     to bring the surgeon in at that point.
  21   DR SILOVE: I think that every case is different and we have
  22     to look right across the spectrum of the way patients
  23     present to the cardiologist. I must say that where we
  24     are talking about less than adequate care of initial
  25     treatment strategy and the timing of planned treatment,
0086
   1     this sounds to me like a more urgent case. I think that
   2     the more routine cases, where a paediatrician has
   3     referred a patient to a cardiologist from outside,
   4     a three years old, say, with a heart murmur, this is not
   5     urgent, or usually non-urgent, and there is much more
   6     time available to do at all of these things. The
   7     patient will wait then for admission, for
   8     investigation. The conference can take place a week
   9     after the investigation; it is not going to do any
  10     damage to the patient. The patient might not need the
  11     operation for several months after the investigation.
  12        That is in contrast to the sick baby who comes in
  13     and needs urgent early decisions. So the involvement of
  14     the surgeon at the early stage will depend on the
  15     presentation of the baby, or the child.
  16   MR LANGSTAFF: "F: Immediate pre-operative management
  17     including nursing."
  18        What do we cover there?
  19   DR SILOVE: Again, this depends on whether the child is
  20     admitted as a routine admission for surgery or for the
  21     waiting list, in which case the child will probably be
  22     admitted under the surgeons directly. The surgical
  23     house officer would see the child and the surgeon would
  24     see the child and there would be nurses involved. It
  25     would really be very unlikely that nursing care or
0087
   1     pre-operative management would be less than adequate at
   2     that stage.
   3        On the other hand, where you have the other end of
   4     the spectrum, where you have a very sick baby who needs
   5     an urgent operation, there it is a combination of
   6     a number of personnel: it is the cardiologist; it might
   7     be the intensivist and the nursing staff; it might be
   8     the surgeon as well. But primarily, in those urgent
   9     circumstances, it would be the cardiologist, nursing
  10     staff and possibly intensivist.
  11   MS WILLIAMS: May I add something? I think there are some
  12     key aspects of nursing management that were included
  13     here, and those were routine pre-operative checks made
  14     for all children, whether they present as a routine case
  15     or an emergency case. In the case of the notes that
  16     I reviewed, and I think are reflected in the scores, the
  17     nursing aspects of the care in all cases were quite
  18     good: there was good documentation of routine checks and
  19     documentation of pre-operative management.
  20        But there are standard checks, whether you are at
  21     Bristol or any other hospital, which would be
  22     undertaken.
  23   MR LANGSTAFF: So, as far as this stage is concerned, your
  24     impression is that this was something which was done
  25     well by the nurses?
0088
   1   MS WILLIAMS: Yes.
   2   DR SILOVE: I think there was probably only one case in the
   3     whole of the 80 patients where that aspect of care was
   4     given a grading of less than 4. I think. I am sorry,
   5     there were 3 cases.
   6   MR LANGSTAFF: If we can go on to "G", this is surgical
   7     procedure. That probably speaks for itself, but is that
   8     the province solely of the surgeon?
   9   MR HAMILTON: I think there have been various analogies and
  10     pictures painted of an operation, but no, the surgeon is
  11     obviously a key figure, but there are, I suspect, about
  12     10 people involved in an open-heart operation, from the
  13     anaesthetist with the anaesthetic nurse when the child
  14     comes to the anaesthetic room --
  15   MR LANGSTAFF: But we have the anaesthetist here as
  16     letter "I", do we not?
  17   MR HAMILTON: Yes.
  18   MR LANGSTAFF: So if we are looking at what is comprised in
  19     "G" here, are we looking just at the surgeon, or not?
  20   MR HAMILTON: From the reviewing point of view, yes.
  21   MR LANGSTAFF: How do we go about giving a less than
  22     adequate rating to a surgical procedure? What sort of
  23     things are you looking for?
  24   MR HAMILTON: First of all, the only evidence you have to go
  25     on is the operation note. I think all the teams
0089
   1     commented very favourably on the quality of the
   2     operation notes, both handwritten in the notes and
   3     typed, so there was good evidence to make judgments on.
   4        You would look at the technical details to see how
   5     the operation was carried out; it is not just the actual
   6     technique of where you cut or where you sew, there is
   7     all the management of the case, from the heart-lung
   8     machine to how you protect the heart. In open-heart
   9     surgery, by definition you are using the heart-lung
  10     machine. In most cases we would have to stop the heart
  11     to work inside. To do that you have to cut off its
  12     blood supply. During that time it is going to be
  13     ischaemic, which means it is going to be temporarily
  14     damaged. We try and mediate that damage by different
  15     methods and traditionally we cool the heart.
  16        There are several different ways of doing that,
  17     there is no right or wrong answer, but you look for
  18     adequate care of the heart during the operation as well
  19     as the technical aspects of what you actually do.
  20        Then there are the aspects of what is done and how
  21     it is done, and then particularly how the patient is
  22     managed coming towards the end of the operation and how
  23     they are weaned from the heart-lung machine.
  24        So there are a lot of different aspects to be
  25     judged.
0090
   1   MR LANGSTAFF: So what extent do you take into account the
   2     time it might have taken to do a particular procedure?
   3   MR HAMILTON: That is something that was raised by many
   4     reviewers, and it was something I know we debated in our
   5     own group.
   6        One of the surrogate markers, if you like, of the
   7     operation and how it has gone is what we call the
   8     cross-clamp time. That is the period for which the
   9     heart, if you like, is cut off from the circulation and
  10     has its blood supply stopped. You put a clamp across
  11     the aorta, the main body artery. The longer that is on,
  12     the more potential damage the heart is building up, no
  13     matter how you have protected it.
  14        On the one hand, in transplantation we store the
  15     heart in an ice solution for up to four hours, so you
  16     could argue that length of time maybe does not make that
  17     much difference, but I think there would be a feeling
  18     that the longer the cross-clamp time, the more potential
  19     problems you are storing up for the heart function after
  20     the operation.
  21        Whether you can actually put a hard and fast
  22     figure on how long a cross-clamp time should be allowed
  23     for any individual operation is difficult because every
  24     child is different and every operation is different.
  25     Even a straightforward closure of a VSD could take
0091
   1     anything between 30 minutes and an hour, perhaps,
   2     depending on how difficult it was to get access and what
   3     size it was.
   4        So although it would be taken as a surrogate
   5     marker, if you like, of the technique of the operation
   6     or even skill, it is not the whole question. The other
   7     aspect is that there are certain parts of the operation
   8     you can only do with the aorta cross-clamped, there are
   9     parts of the operation which are easier to do if the
  10     aorta is cross-clamped, and there are some parts of the
  11     operation you do not have to have the aorta
  12     cross-clamped at all.
  13        Surgeons will vary in how much of those different
  14     phases of the operation they do with the cross-clamp
  15     on. For instance, in the switch procedure you have to
  16     have the cross-clamp on while you are swapping over the
  17     main arteries and while you are transferring the
  18     coronary arteries, the heart arteries, to the new
  19     aorta. There is no way round that. But then you have
  20     to reconstruct the other artery, the lung artery, and
  21     that can take a while. That is easier to do if there is
  22     no blood in the operative field, but it is not
  23     absolutely necessary to do it with the cross-clamp on.
  24        So you have to interpret the cross-clamp time with
  25     what is actually being done during that period, and
0092
   1     I think there are no hard and fast rules. There were
   2     lots of comments in the records that perhaps this was
   3     a rather long cross-clamp time.
   4   MR MACRAE: Could I make a comment on that? I agree, you
   5     cannot just take a cross-clamp time as a statistic,
   6     meaning short is good and long is bad, because I think
   7     a lot depends on what a surgeon is doing during the
   8     cross-clamped period. For instance, a slow surgeon may
   9     well be handling the heart far more gently and being far
  10     more effective in doing a procedure than perhaps a fast
  11     surgeon who gets in there, puts in lots of stitches and
  12     gets out quickly: the heart may have been stretched and
  13     pulled and damaged in other ways.
  14        So I think it is not possible to say that a slow
  15     surgeon is necessarily a bad surgeon; however, a surgeon
  16     who does some work and then stops for two or three
  17     minutes, thinking about what to do next, is wasting time
  18     and is not being efficient.
  19        So from the other side of what we sometimes called
  20     the blood/brain barrier, the other side of the
  21     anaesthetic screen, I like to see a surgeon who does not
  22     stop and waste time, but I am not too worried about
  23     someone who just works slowly and methodically.
  24   MR HAMILTON: That is an excellent summary.
  25   THE CHAIRMAN: How relevant could the interaction be between
0093
   1     what you have just described and any difficulties or
   2     inadequacies there might have been, or less than
   3     adequate diagnosis, before the surgeon starts his or her
   4     job?
   5   MR HAMILTON: Certainly if you go into a case and you have
   6     opened the heart and it is not as you expect, that
   7     certainly sets you back. You have to then start from
   8     first principles and go back through and try and work
   9     out what is happening.
  10   MR LANGSTAFF: So you may in fact have, for reasons which
  11     are not of your making, the pause to stop and think that
  12     Dr Macrae has been talking about?
  13   MR HAMILTON: Yes. The other thing that we noticed in one
  14     or two notes certainly that we reviewed was that the
  15     cross-clamp time would be written down as a figure and
  16     seem quite long, but when you actually explored the
  17     operation note, it was two periods of cross-clamping.
  18     Perhaps there had been some concern at the end of the
  19     operation that things were not quite right and the
  20     surgeon had gone back, after the heart had already been
  21     what we call reperfused and had a second period, but in
  22     the summary of the operation, that would be down as one
  23     time.
  24        So there was some confusion, I think, in the way
  25     it was recorded. It was not always one long period of
0094
   1     cross-clamping.
   2   MR LANGSTAFF: So to look on any such case as being
   3     a measure of less than adequate surgery to the
   4     disadvantage of the surgeon would be potentially
   5     misleading?
   6   MR HAMILTON: Yes. If I could sound like a statistician for
   7     a moment, you could use it as a marker but it has to be
   8     interpreted with caution and a degree of uncertainty.
   9   MR LANGSTAFF: I think you picked up the phraseology!
  10        Moving away from surgical procedure, perfusion and
  11     anaesthesia: what are we looking for here?
  12   MR MACRAE: It suggests here that perfusion is mainly an
  13     anaesthetic responsibility. I think it is a shared
  14     responsibility between the perfusion technician, who is
  15     usually a scientist who has been trained to look after
  16     the circuitry and to understand the physiology of the
  17     heart-lung machine; but also it is a shared
  18     responsibility between that technician, the surgeon who
  19     is doing the plumbing side of things, putting the pipes
  20     in the appropriate blood vessels, and the anaesthetist
  21     who has overall responsibility for the physiology of the
  22     rest of the body whilst the heart is being looked at and
  23     operated on by the surgeons.
  24        So all three team members have a role to play in
  25     the overall conduct of perfusion.
0095
   1        I think the most important thing about perfusion
   2     is that there is a proper structure and protocol in
   3     place, which all of those three elements will bind to.
   4     You asked me specifically about the role of the
   5     anaesthetist, and I think that that, in particular, is
   6     to help the perfusionist to interpret the blood gas
   7     levels, particularly the levels of oxygen and so on, in
   8     the blood during the bypass and the level of acid that
   9     builds up, and help him to manage that; to help the
  10     perfusionist to control blood pressure so it is not too
  11     low and not too high, because we know that in both of
  12     those situations that if there is a lot of blood coming
  13     back because the perfusion is not good, the surgeon may
  14     not be able to do the operation as quickly and as
  15     efficiently as possible. So there is that aspect of
  16     making the surgeon's job easier and also protecting the
  17     patient.
  18        So it is very much a team effort. If the surgeon
  19     has not put the pipes in or has put in a tube that is
  20     too small, the bypass may not be adequate. The
  21     perfusionist will say, "I cannot get enough flow". The
  22     anaesthetist will say that the oxygen levels are low or
  23     the acid levels are high.
  24        So all three must interact. It is not possible,
  25     for that category, to say really perfusion equals
0096
   1     perfusionist; perfusion equals all three of those
   2     elements.
   3   THE CHAIRMAN: Mrs Maclean has a question.
   4   MRS MACLEAN: I just note on the tables there seems to be
   5     a larger number of absent records for the
   6     perfusionists. Do you have any comment on that?
   7   MR HAMILTON: I presume most of those -- having checked most
   8     of those, those are closed-heart operations where there
   9     is no perfusion. We did notice one or two where there
  10     were closed operations where they had given a score for
  11     perfusion! I think that was inadvertent.
  12        May I just mention -- it struck me when Duncan was
  13     speaking -- one of the changes in the management of
  14     perfusion since the mid-1980s through to now has been --
  15     Duncan will probably explain better -- just how we
  16     managed the pH, as we call it, the acid levels in the
  17     blood on bypass, which has a bearing on, if you like,
  18     cerebral damage. This is one of the things we touched
  19     on earlier.
  20        When we operate, we almost always cool the child,
  21     because that protects the heart, helps in protecting the
  22     heart, and also helps in protecting the brain and the
  23     other organs, because on the heart-lung machine, it is
  24     a steady state flow, it is not pulsatile, which is what
  25     our body is used to, so it is not perfect.
0097
   1        I think I would be right in saying, Duncan, back
   2     the 1980s, I think it would have been more a pH-stat
   3     management and now it is alpha-stat?
   4   MR MACRAE: I think this is probably a difficult area to get
   5     into because there is still, as we speak, a level of
   6     uncertainty and still debate, certainly in the cardiac
   7     anaesthetic journals, about whether pH-stat or
   8     alpha-stat, the opposite school of thought, is the best
   9     strategy. Certainly the latter, alpha-stat, is the one
  10     that I think most people follow, that I am aware of,
  11     now.
  12   MR HAMILTON: But that would have been a change from pH-stat
  13     in the 1980s?
  14   MR MACRAE: I think so.
  15   MR LANGSTAFF: Can you, in terms that the layman might
  16     possibly understand, explain the difference between
  17     alpha-stat and pH-stat?
  18   MR HAMILTON: If I can try a surgical explanation first of
  19     all, and Duncan can correct me, when you cool the body
  20     the pH rises, so the response to that was to add carbon
  21     dioxide as an acid to try and counteract that. Now we
  22     think that is maybe not such a good idea. In the past
  23     they would have added carbon dioxide to the circuit to
  24     bring the pH down to normal, to make it more acid.
  25     Yes?
0098
   1   MR MACRAE: I think that is good enough for me!
   2   MR LANGSTAFF: We have been through the letters which take
   3     us up to the end of the operation. We are going to look
   4     next at the post-operative categories. Can we look at
   5     that post-lunch?
   6   THE CHAIRMAN: Yes. Shall we break now for 45 minutes and
   7     reconvene, therefore, at a quarter to 2?
   8   (1.05 pm)
   9            (Adjourned until 1.45 pm)
  10   (1.45 pm)
  11   MR LANGSTAFF: We may have left the operation a shade too
  12     early. Professor Evans, you have, I think, a question to
  13     ask?
  14   PROFESSOR EVANS: I think that one of the really key things
  15     when we look at different elements in the aspects of
  16     care is that each one of them can be graded 1, 2, 3 or
  17     4, and the really important thing is that for each of
  18     the aspects, whether it involves the perfusionists or
  19     the nurses or the surgeons or the cardiologists, there
  20     must be essentially an equal opportunity of having a 1
  21     or a 2 or a 3 as the aspect of care. If, for example,
  22     surgical care was not able to be assessed without
  23     a video of the operation itself, then it would tend to
  24     score towards 4. It would not have the opportunity of
  25     having a 1 or a 2. Essentially I would like to have
0099
   1     reassurance from Mr Hamilton that the assessment of
   2     surgery was able to record a 1 or a 2 on the basis of
   3     the information they had.
   4   MR LANGSTAFF: It is a good question, is it not? Many
   5     people may ask: if you are not actually watching
   6     the surgery, you cannot see where the stitches go, you
   7     cannot see the exact anatomy, how on earth do you form
   8     a judgment?
   9   MR HAMILTON: A very good question. I mentioned earlier how
  10     we looked through the operation notes in detail.
  11     The other markers that we would use as to whether or not
  12     the operation has been satisfactorily performed would
  13     be, first of all, whether the heart works at the end of
  14     the operation.
  15        You do on occasions find that the heart will not
  16     take over the circulation at the end of the procedure
  17     and the child dies on the operating table. That is
  18     obviously fairly clear that there has been something
  19     intra-operative, and usually the operation. Although
  20     even then it is not possible maybe to pin point it, but
  21     the operation would be scored there.
  22        Other markers would be post-operatively to get an
  23     echo assessment. First of all if the circulation is
  24     working okay, then you would have that as a marker.
  25     Particularly in more recent years we would always get a
0100
   1     cardiac echo in the intensive care as early after
   2     the operation as possible to see whether the structural
   3     part of the operation has been okay. I think you can
   4     use those measures as to whether the operation has been
   5     technically performed.
   6        If you have an echo showing that the cardiac
   7     anatomy is now back to normal, then that is a good
   8     marker that the technical side of the operation has been
   9     satisfactory. We had a case that we reviewed where,
  10     after a switch procedure, the heart was working well,
  11     the coronary arteries were in the right place, but
  12     the child died of infection two weeks post-operatively
  13     in intensive care. There the operation would have been
  14     scored as adequate. So there are other markers apart
  15     from just the operation note.
  16   DR SILOVE: On the question of doing echocardiography during
  17     or immediately after the operation in theatre, that is
  18     something that was not widely practised until I would
  19     have thought around about 1992/1993.
  20   MR HAMILTON: I was not suggesting that it be done in
  21     theatre, although that now would be an ideal standard to
  22     aim for. It is possible to do echos in the operating
  23     theatre. I am talking about in the intensive care unit.
  24   MR LANGSTAFF: Do we know that that facility was available
  25     in the BRI as opposed to the BCH?
0101
   1   MR HAMILTON: Certainly there were some cases where it was
   2     noted in the notes, although I think that was
   3     a potential criticism.
   4   DR SILOVE: I remember seeing in the notes, although it
   5     might have been before the 1990s, I think it was
   6     somewhere in the 1980s, where the radiologist had done
   7     an echocardiogram in the intensive care unit.
   8   MR LANGSTAFF: At the BRI?
   9   DR SILOVE: At the BRI. The case which we as a panel
  10     reviewed threw a lot of doubt on the validity of his
  11     actual interpretation of the echo, even though we did
  12     not have the echo to look at. He obviously did not know
  13     what happens to babies post-operatively in the intensive
  14     care unit. What he reported was out of context.
  15   MR LANGSTAFF: But, coming back to the question which
  16     Professor Evans was posing, in essence it is a "yes" or
  17     a "no" answer: do you think you had enough information
  18     from the various different aspects you have mentioned to
  19     be able to grade surgery 1, 2, 3 or 4 with equal
  20     facility to choose between 1 and 4?
  21   MR HAMILTON: Yes.
  22   MR LANGSTAFF: Can we move on to post-operative care and
  23     assessment. The first of these, I, is ITU medical;
  24     the second, K, is post-operative care and assessment,
  25     surgical; and then L is post-operative care and
0102
   1     assessment, paediatric cardiological. So the only
   2     distinction between J, K and L is the identity of
   3     the specialist delivering the care, is it, or is it in
   4     the nature of the care which you would expect each of
   5     these three different disciplines to provide?
   6   DR MACRAE: It is somewhat confusing, but I will try and put
   7     it in some context. I think the intention was to
   8     describe medical care as being the care delivered by
   9     the anaesthetist or, if there had been such a person,
  10     the intensivist, a non-surgeon, non-cardiologist. That
  11     would relate mainly to aspects of, really, I suppose,
  12     ventilation and technical procedures such as vascular
  13     access, putting in drips and lines and tubes, that sort
  14     of thing.
  15        Surgical care however, and things that would be
  16     clearly identified -- those things would mainly be down
  17     to anaesthetist to do, wearing their medical
  18     post-operative care hat. The things that were clearly
  19     surgical would be perhaps putting in a chest drain to
  20     drain blood or fluid from around a lung or reopening
  21     a patient who was bleeding on the intensive care unit.
  22     Clearly that would be 90 per cent or more a surgical
  23     responsibility.
  24        Something like performing a cardiological
  25     reassessment in a patient not doing well, perhaps an
0103
   1     echocardiogram, that would be within the province of
   2     the paediatric cardiologist.
   3        But overall it is very difficult to tease out
   4     specific elements of post-operative care and say, "That
   5     was a surgical problem. The surgeon should have written
   6     that or the anaesthetist should have written that or
   7     noticed that," because so much of intensive care is
   8     a team discipline. To an extent, it does not really
   9     matter who does it as long as someone knows it is their
  10     job to do it.
  11   MR LANGSTAFF: Two questions: under J, K and L, since they
  12     are all post-operative care and assessment divided by
  13     specialty, where do we find the equipment failure;
  14     the ventilator which does not work and so they have to
  15     then find another one and you have lost 20 minutes which
  16     may be critical? Secondly, and it is allied perhaps,
  17     where do we find the nursing input?
  18   DR MACRAE: I think the equipment failure probably would
  19     come into intensive care medical. That is the most
  20     general of those three categories. But I think the most
  21     important thing is perhaps in a sense all of those three
  22     categories could be combined into just one category that
  23     says intensive care. The important information would
  24     actually come out of the comments that go along with any
  25     comment on inadequacy or less than adequate care.
0104
   1   MS WILLIAMS: I think aspects of nursing care come into all
   2     three categories, particularly the surgical and
   3     the medical categories. I think the nurse is actually
   4     very important in the intensive care because they are
   5     the person by the bed of the patient 24 hours a day,
   6     they are the person who is making the observations,
   7     often with doctors who have more than one patient they
   8     are responsible for. So it is the nurse's role to point
   9     out things that are changing, express concerns to the
  10     medical staff. So nursing covers all three aspects, but
  11     particularly the first two.
  12   MR LANGSTAFF: In terms of assessing the adequacy or
  13     inadequacy so far as nursing care was concerned, were
  14     you able to allocate 4, 3, 2, 1 with equal facility?
  15   MS WILLIAMS: Yes, because the nursing care plans and
  16     evaluation sheets were present for all patient notes.
  17     So for the majority of the patients there were very full
  18     nursing notes. The one thing, as I said earlier, that
  19     would have been useful is having the intensive care
  20     charts to go alongside that because nurses were making
  21     reference to observations that were on the charts, but
  22     you could not see what was happening before or after
  23     that. It was perhaps the one measure of blood pressure
  24     or one measure of heart rate. It was not clear from
  25     the notes what the changes were sometimes.
0105
   1        But I think overall it was fairly easy to assess
   2     the sort of adequacy of nursing care.
   3   MR LANGSTAFF: Do you want to come on this, Mr Hamilton, as
   4     to the extent to which you would comment upon
   5     the desirability of having a separate category for
   6     post-op care and assessment surgical?
   7   MR HAMILTON: As Duncan said, there are specific things
   8     the surgeon would be responsible for and, in a sense,
   9     major management issues like does the patient need to go
  10     back to theatre. There was one case that I think we
  11     reviewed where we felt the child perhaps should have
  12     returned to theatre and that different management might
  13     have made a difference. That would have been
  14     the surgeon's decision as to whether the child should
  15     have gone back to theatre.
  16        The nurse, as we have said, is the key person at
  17     the bedside. The next link in the chain, if you like,
  18     of command or care would be the resident junior medical
  19     staff. We say "junior", but it is usually someone
  20     fairly senior. That person would vary from unit to
  21     unit, and maybe the paediatric cardiologist, a junior
  22     surgeon or an anaesthetist, and it would vary from unit
  23     to unit, would also be a key link. To a certain extent
  24     they would then be responsible for the next part in
  25     the chain of command.
0106
   1   MR LANGSTAFF: Stopping at this stage, the end of
   2     the post-operative care and assessment, we will deal
   3     with those portions in a moment, we have 12 aspects of
   4     care thus far. Are they evenly weighted? Is there
   5     a danger by dividing up pre-operative and post-operative
   6     care in to rather more numerous categories that one may
   7     have an over-reflection of, for instance,
   8     the cardiologist's role or an under-reflection of
   9     the surgeon's role throughout the process of care and
  10     its adequacy or the converse?
  11   MR HAMILTON: From my experience in the team, it was more
  12     a feeling of whether you felt the whole pre-operative
  13     care was adequate, or whether he felt the intraoperative
  14     care was adequate, or whether post-operative care. If
  15     you did not, it was a case of allocating the grade to
  16     the most appropriate box. So I think the teams probably
  17     did look on it as a sort of period of care and then try
  18     and subdivide it down as we set out in the sheets.
  19     Whether that is an artificial subdivision or not,
  20     certainly in reviewing and bringing the report together,
  21     we felt the post-operative period, as Duncan has said,
  22     would have perhaps been better grouped as just
  23     post-operative care, and used the comment section for
  24     then making any particular points.
  25   MR LANGSTAFF: Professor Evans, do you want to comment upon
0107
   1     the extent to which subdivision into these groupings may
   2     distort the obviousness of the findings that can be
   3     drawn from them?
   4   PROFESSOR EVANS: No. I think again I would want to go back
   5     to what I said in relation to the grades; that is that
   6     in looking at these things, the fact that we have
   7     subdivided the care and we have divided the grading for
   8     the level of adequacy of care into four numbers, all of
   9     these things are subjective. I think if we try and
  10     apply too great a precision to the numbers, if we
  11     attempted to add up numbers across the different
  12     aspects, then we will mislead ourselves.
  13        If on the other hand we take away a general
  14     impression from those numbers, I do not think we will be
  15     misled. I think I have a general impression. I think
  16     that there are also some areas where we can attach
  17     a little more to the numbers, and we may want to come
  18     back to that in re-visiting the overall adequacy of
  19     care.
  20   MR LANGSTAFF: Can I come back to that in a moment,
  21     immediately after we have heard from Dr Gould on
  22     the post-mortem issues, which is the one aspect that we
  23     have not yet explored in some detail. What is involved
  24     here and why do we record it as an aspect of care rather
  25     than a record made after care?
0108
   1   DR GOULD: I think in a way one has to ask the question:
   2     what is the function of post-mortem? Obviously in one
   3     sense it is to provide the cause of death and give
   4     feedback to the clinicians. I think one also has to
   5     regard it as a process. It is not just the examination
   6     that takes place in the post-mortem room. But it is
   7     a process which carries on afterwards. It will be very
   8     difficult, if not impossible, for the pathologist to
   9     give all the answers on his or her post-mortem report,
  10     certainly without very lengthy discussions usually with
  11     some of the clinicians either before or after the
  12     post-mortem -- preferably before and after
  13     the post-mortem itself.
  14        It is a process where, particularly with cardiac
  15     surgery, it is such a complex process that to actually
  16     get all the answers it is going to be a two-way process
  17     of discussion of what the pathological features are.
  18     The clinicians will have to be asking you specific
  19     questions very often so that you can try to answer them
  20     from the post-mortem findings.
  21        Part of the problem of assessing it from the data,
  22     obviously a lot of the post-mortems were described as
  23     inadequate and some were given grades 4 or grades 1
  24     which I do not really know quite -- it obviously is
  25     a criticism. They are obviously considered particularly
0109
   1     inadequate.
   2        The problem I have a little bit with that is that
   3     for many review panels they would not have used the same
   4     scoring. So it is actually difficult to know what
   5     proportion of the post-mortems were considered
   6     inadequate. From one or two of the comments clearly
   7     some of the reports were too brief. There either was no
   8     histology or the histology was inadequate, or in some of
   9     them the post-mortem work just was not detailed enough
  10     to answer the questions that the clinicians asked at
  11     the review panel, for instance. They said,"Well, this
  12     is not enough."
  13        It is impossible to assess the extent to which
  14     post-mortem discussions occurred after the post-mortem
  15     examination between the pathologist and the clinician,
  16     because that could have occurred and on occasions --
  17     that feedback may have occurred without that being
  18     recorded very well. So it may not always be on
  19     the post-mortem report.
  20        In the long-term it is important because if there
  21     are inadequacies, particularly of things like surgical
  22     techniques or misdiagnoses, very often it is at that
  23     point that the post-mortem can be useful. That can be
  24     fed back to the clinical team and they will be able to
  25     either re-evaluate for that case or take note for
0110
   1     the next case, for another case, a similar type of
   2     case.
   3        It is a sort of audit procedure so that it is
   4     a continual education and feedback of information to
   5     the clinicians so they can improve their side of things
   6     for subsequent cases.
   7   MR LANGSTAFF: Thank you.
   8   MR HAMILTON: May I make two comments just on post-mortem
   9     from the surgeon's point of view. We were struck by
  10     the commendably, as we thought, high post-mortem rates
  11     when a death had occurred. I think that is something
  12     that is debated a lot, and many units would not have had
  13     post-mortems in so many cases. I do not know if you
  14     want to comment on that.
  15        The other thing is from the surgeon's point of
  16     view it is surprising how rare it is for a post-mortem
  17     to actually turn up something obvious. If you like,
  18     that is the ultimate marker. You were asking about
  19     markers of the operation. It is disappointing how rare
  20     it is that something does turn up that you can learn
  21     from.
  22   DR GOULD: I think as far as post-mortem rate, I do not know
  23     our own figures specifically for this, but you are
  24     right, it was a very high autopsy rate. They appeared
  25     to have a relatively high autopsy rate.
0111
   1        Again, in a way it is almost reassuring what you
   2     say, because we always have this problem that a child
   3     will sometimes die either intraoperatively or shortly
   4     afterwards. One does a post-mortem and clearly there
   5     are abnormalities there. At some stage one can say,
   6      "This must be related to congenital heart disease,
   7     ultimately." But why that child died at that particular
   8     point, it is often very difficult for us as pathologists
   9     to say, or indeed if one is discussing it with the
  10     clinicians and going over the case with the clinicians,
  11     it is very difficult sometimes to find out precisely
  12     anatomically why that child died.
  13   MR HAMILTON: If a patch has been put in the wrong place, or
  14     something has been cut, or a stitch is in the wrong
  15     place, that is obvious.
  16   DR GOULD: They are rare.
  17   MR HAMILTON: They are very rare.
  18   DR SILOVE: I just wanted to add on this question of
  19     post-mortems. Dr Gould has already said that
  20     the pathologist needs to know what the clinician is
  21     looking for. It was our impression, looking at
  22     the cases that our group reviewed, and also reading some
  23     of the comments of other reviewers when we wrote
  24     the report, that there seemed to be very little evidence
  25     of communication between the pathologists and
0112
   1     the clinicians. That struck us as being a weak point.
   2     We felt that the pathologists did not know what they
   3     were supposed to be looking for and we are not really
   4     sure that the clinicians had the opportunity of learning
   5     from the post-mortems.
   6        We do not have any evidence about that. It was
   7     something that was implied or inferred from the lack of
   8     information.
   9   MR LANGSTAFF: Something which I think we may need to pick
  10     up later, but just from that last comment: to what
  11     extent was it the impression gained by the teams that
  12     there was either a heartening degree of teamwork within
  13     this department or the opposite?
  14   DR SILOVE: Did you say you want to ask that later or --
  15   MR LANGSTAFF: I want to explore it later. But if you just
  16     tell me briefly now what --
  17   DR SILOVE: I think that we have the appearance of poor
  18     teamwork. There does not seem to have been enough
  19     communication between cardiologists and surgeons,
  20     pre-operatively. There does not seem to have been
  21     enough immediate discussion, although it might have
  22     taken place and we do not know what was said. All we
  23     can go by are the medical records. So it might not have
  24     been written down.
  25        It seems most unlikely that a cardiologist ever
0113
   1     went into the operating theatre at BRI to see a problem
   2     that the surgeon had encountered. We certainly did not
   3     read any evidence of that in the operating notes.
   4        There was very little reference to
   5     the cardiologists being apparent on the intensive care
   6     unit post-operatively.
   7        Clearly there was a big logistic problem in
   8     the cardiologists getting to the --
   9   MR LANGSTAFF: Can we go into this in greater detail later,
  10     given the flyer that you have given us by that comment.
  11        Can I turn now, Professor Evans --
  12   PROFESSOR EVANS: Can I just raise one other point, and that
  13     is a point that Ms Maclean raised about the perfusionist
  14     records. I think Mr Hamilton may have inadvertently
  15     misled you in suggesting that all the Xs, there were
  16     four Xs, were for closed operations. That was not so.
  17     They were in fact all four open operations.
  18        I think that Dr Macrae may wish to comment on
  19     the fact that the perfusionist records were not kept
  20     within the clinical case notes. So the case notes that
  21     we had available at the time of the sampling did not
  22     have the perfusionist records. So there had to be
  23     a hurried exercise to retrieve those records for
  24     perfusion to be assessed. That was a logistical
  25     problems. So those Xs I believe are likely to relate to
0114
   1     the logistical problem of retrieving those records from
   2     a long time ago.
   3   DR MACRAE: Yes. Just two brief comments on the perfusion
   4     records. One is that is absolutely correct, they appear
   5     to have been kept in a separate store, a separate filing
   6     system, and there were one or two bypass cases were the
   7     perfusion record was not available to the review panel.
   8        Having said that, the records that our panel
   9     reviewed were actually of a high standard and in
  10     particular I would comment on what I consider to be
  11     the unusual practice for that era of having a continuous
  12     record of blood pressure. The actual chart was filed.
  13     That is not a standard of care even now. It tends to be
  14     interval measurement every five minutes or something
  15     like that it is written down. I think that point is
  16     worth making.
  17        Can I make an additional point perhaps to correct
  18     a misperception that may have come out of Carol
  19     Williams' comments on intensive care charts. Most of
  20     the intensive care charts were available for the panels
  21     that I took part in. So there may have been
  22     a difference or perhaps a logistical problem in getting
  23     intensive care charts to Ms Williams' Panel. We had not
  24     a complete set of charts but a reasonably complete set.
  25   MR LANGSTAFF: Thank you. Professor Evans, at this stage
0115
   1     I would like to take an overview of what the review thus
   2     far -- we will deal with the 15 review cases in
   3     a moment -- shows us, not about the 80 cases but about
   4     the whole population from which it is drawn, using
   5     "population" in the sense of 1,829 cases of which this
   6     study is reflective.
   7   PROFESSOR EVANS: Yes. I think it is very important that
   8     people realise that, when we have looked at adequacy of
   9     care in these 80, we have done so in a way that is
  10     weighted towards the dead cases, weighted towards
  11     younger ones and weighted towards those that were at
  12     higher risk of open operations.
  13        This may be seen by some as suggesting that we had
  14     some preconceived ideas about where problems lie. This
  15     is certainly not true. The Inquiry was set up with
  16     concerns in various areas. But it was not preconceived
  17     that those areas would have less than adequate care. It
  18     was very important that that is seen.
  19   MR LANGSTAFF: You said earlier I think this morning, and it
  20     is a comment which was picked up on, that the Inquiry
  21     was interested in deaths and was interested in
  22     the younger children. Can you explain what you meant to
  23     convey by that?
  24   PROFESSOR EVANS: What I mean is that, had we taken a simple
  25     random sample from all 1,800 or so children, we would
0116
   1     have had a very, very small number of deaths and a small
   2     number of those who were younger children. Yet
   3     the major reasons why the Inquiry was instituted centred
   4     around concerns in those areas.
   5        To me it is important that the Inquiry does not
   6     have a preconceived idea that care was less than
   7     adequate in those areas. But had it failed to look at
   8     those, because they only form a small proportion of
   9     the total, and if we only had one or two cases in those
  10     areas and concluded that care was adequate for them,
  11     then we would have been under criticism in the Inquiry
  12     as a whole.
  13        I wonder if we could look at INQ 21-1 at this
  14     stage. I think that will probably help us set the whole
  15     of this in context.
  16        If we were to go to the original report, we would
  17     see a table that is actually just for reference purposes
  18     in INQ 16-6, figure 2. But it is the same as the top
  19     part of that which you see on the screen now, INQ 21-1.
  20     What this shows us is that in the sample of 80, 13 had
  21     a grading of adequacy of 1, and 11 had a grading of
  22     adequacy of 2. The total of that is 30 per cent.
  23        So if you went home, as you might say, with
  24     the take-home message that 30 per cent of the children
  25     in Bristol had inadequate care, that would be a grave
0117
   1     error.
   2        If you now look at the second table there, what we
   3     have done is we have reweighted the sample. This is why
   4     it is very important to have taken a statistical
   5     approach to this so that we can now go -- the 1,829 are
   6     not, and I am really in some senses pleased it is 1,829,
   7     the number there, because our original sample was
   8     actually 1,827. We have not actually got 1,829. But we
   9     are saying, had we sampled the 1,827, our answers would
  10     have had this pattern.
  11        So rather than having 30 per cent in grades 1
  12     and 2, we have 9.3 per cent. We have 5.5 per cent 1,
  13     and 3.8 per cent 2. So now when we look at the whole
  14     pattern of care, because we had differentially sampled
  15     the high risk and those who had sadly died, we need to
  16     step back and say, "In the whole pattern of Bristol
  17     care, our estimate from that which this clinical review
  18     exercise was done suggests that 9.3 per cent had scores
  19     of 1 or 2, and importantly 72 per cent, rather than 50
  20     per cent, had a grade of 4 for adequacy."
  21        So we need to bear that in mind. We could have
  22     done all of these tables in exactly the same way. In
  23     order to get a fair picture for the whole, it may be
  24     reasonable to do that. But to do that for all
  25     the clinicians involved, with all respect to them, if
0118
   1     they got numbers of 1,829 and they knew they reviewed 80
   2     cases, life would be very confusing. But I think that
   3     it may be important to the Inquiry to have a later
   4     report on this on the record -- obviously it is your
   5     decision -- but we need to look at some of these other
   6     more detailed things using this reweighting of
   7     the sample.
   8   MR LANGSTAFF: I think it is likely to commend itself --
   9     the Panel will need to take a little while to consider
  10     it -- I expect to the Panel that such a study should be
  11     done, so that the right messages can be gained from this
  12     material; again, so that the material is transparent.
  13        The percentage then of less than adequate care
  14     which might possibly have made a difference, and I use
  15     the words "might possibly" because of the 2/3 position,
  16     is no greater than 10.4 per cent taken overall so far as
  17     this sample is concerned generalised to the whole.
  18        Are confidence intervals appropriate for this sort
  19     of study, given what you said about its subjective
  20     nature?
  21   PROFESSOR EVANS: Yes, I think in this sort of table it
  22     would be reasonable to calculate confidence intervals.
  23     As it happens, that is fairly complicated. But again
  24     I think that is the sort of thing that should probably
  25     appear in a subsequent report. But it is possible to
0119
   1     calculate that.
   2        I would be reluctant to do that in all the details
   3     of all the tables, but it may be helpful for people to
   4     see that. Our confidence intervals for that 10.4
   5     per cent should not be based on 190, as you might say,
   6     which is the sum of the numbers in the table there,
   7     the 101, 69 and 20. It should not be based on 190; it
   8     is actually based on examining 28, the 13, 11 and 4. So
   9     there is a fairly complex calculation to do that, but we
  10     do have the ability to do that. I have not done that
  11     and I cannot give it to you instantly, but I think it is
  12     reasonable to do.
  13   MR LANGSTAFF: Does the point need to be made that the 101
  14     cases in total where by generalising these results it
  15     might be said, it is said, that the care was less than
  16     adequate and it would probably have made a difference,
  17     that that is simply a statistical figure and does not
  18     represent 101 actual cases in respect of which any
  19     parent could say, "That is my child" or "That is not my
  20     child"?
  21   PROFESSOR EVANS: Yes, I think that is so. I think it is
  22     very important to realise that, without going back and
  23     examining all 1,800 cases, we would not be able to do
  24     that. But, even if we were able to, we have to
  25     acknowledge the potential error in that grading of 1.
0120
   1     We must not attach to it a numerical value that is more
   2     certain than the process by which we arrived at it.
   3     I think that we need to use this sort of thing to look
   4     at the picture in the round rather than being specific.
   5     So certainly that 101 is in some senses a hypothetical
   6     number.
   7        If we go back again, let us remember that in
   8     the 1,800 or so we have about 13 per cent of deaths. In
   9     our sample by design we have 50 per cent of deaths. So
  10     we need to take account of that sort of imbalance. That
  11     is why we have now got only 5.5 per cent there rather
  12     than the 16 per cent.
  13        I think that that 9.3 or the 10.4 per cent should
  14     not be quoted with that kind of precision. I do not
  15     like percentages saying 9.3, really; it gives it
  16     a spurious precision. It is of that sort of order
  17     rather than of the sort of order of magnitude of 30
  18     per cent from the sample. But that is a message that is
  19     a reasonable one.
  20   MR LANGSTAFF: I appreciate you have not done the figures,
  21     but can you give us from your appreciation of
  22     the balance between pre-operative surgical -- or
  23     intra-operative I should say and post-operative results,
  24     roughly what sort of percentage you would expect to be
  25     in each of the groups?
0121
   1   PROFESSOR EVANS: I would find that difficult to do with any
   2     kind of numerical attachment without being able to go
   3     back to my computer, which I am afraid I failed to do in
   4     this regard.
   5        What is clear, and I am sure you are going to want
   6     to re-visit that, is that I would reiterate what
   7     Dr Silove said in my looking at this; it is clearly not
   8     concentrated in surgery, the balance of the 1s and 2s is
   9     across the board and it is very clear that problems that
  10     occur in the early part of that can cause problems
  11     later. So the pre-operative problems are ones that have
  12     considerable consequences for the rest of the care for
  13     the child.
  14   MR LANGSTAFF: Thank you, Professor. Having reviewed with
  15     the help of those tables what picture of the whole this
  16     study may give us, can I go back to you, Dr Silove. You
  17     are going to let us know how reliable the study may well
  18     be, given the findings of the 15 review cases?
  19   DR SILOVE: Yes. I think here again Professor Evans would
  20     be in a better position to judge this than I would. We
  21     want INQ 16-24, please. I could give you our
  22     interpretation, which is written in the report, or
  23     perhaps should I do that before Professor Evans -- he is
  24     nodding -- talks.
  25        Of the 15 cases selected for repeat review --
0122
   1     I wonder if we can just push this up so that the table
   2     is showing. Thank you.
   3   MR LANGSTAFF: Can we perhaps highlight the table as you
   4     talk?
   5   PROFESSOR EVANS: The second two columns are what are
   6     required to be highlighted. Can you magnify just
   7     the second two columns, I think?
   8   MR LANGSTAFF: If you go ahead and talk as it is done.
   9   DR SILOVE: Firstly, 8 children were alive and the other
  10     7 died. So it was a sort of equally balanced
  11     selection. We did not choose which -- this was thrown
  12     at us and we just took the cases that we were given to
  13     do a second review.
  14   MR LANGSTAFF: And you did not know that they were second
  15     review cases?
  16   DR SILOVE: We did not know they were second reviews.
  17     Everybody knew in advance that some of the cases would
  18     be reviewed twice, but we did not know which cases would
  19     be second reviews and no team knew that they were going
  20     to be doing second reviews. Some of us might have
  21     guessed it with some of the cases, but we did not know.
  22        In 9 of the 15 cases there was complete agreement
  23     on overall scores between the teams. Actually perhaps
  24     Mr Hamilton should talk about this. Do you want to talk
  25     to this? I can read it or you could read it. But there
0123
   1     was complete agreement on overall scores in 9 of
   2     the cases.
   3   MR HAMILTON: It just struck me there while you were
   4     speaking that one of the impacts possibly of knowing
   5     there was going to be a second review is to make
   6     the teams perhaps a little more critical than they might
   7     otherwise have been. We were conscious that every set
   8     we did would be reviewed possibly by somebody else.
   9     I do not know if that was a factor, but it was an
  10     interesting sort of nuance.
  11        Certainly going down the group, we wanted to split
  12     them into -- those scoring 1 and 2 where different
  13     management would or might have made a difference and
  14     those scoring 3 or 4. As we said, there were 9 of
  15     complete agreement. There were 4 cases that we looked
  16     at particularly where there was a difference. There
  17     were two of them scored -- there was one scoring grade
  18     between them.
  19   DR SILOVE: I wonder if you could give me this pointer back,
  20     please? Thank you. I cannot point while this is
  21     highlighted. Never mind.
  22   MR HAMILTON: There were two cases scoring 3 with one team
  23     and 2 with the other team, so it crossed that boundary
  24     that we saw as important as to different management
  25     might have made a difference. They are highlighted
0124
   1     there in the report. If you want to bring up INQ 16/25.
   2   MR LANGSTAFF: Just before we go to page 25, just on
   3     the mathematics, would you check for a moment that it is
   4     right that there are actually 9 cases rather than 8
   5     where there is complete agreement?
   6   THE CHAIRMAN: Maybe we do not need them highlighted, so
   7     that we can use the pen here.
   8   DR SILOVE: There are 8 and there is one --
   9   MR HAMILTON: The 2/3 I think.
  10   DR SILOVE: There was one case which was 2/3 and the second
  11     review gave it 2. We thought that was reasonably fair.
  12   MR LANGSTAFF: That is complete agreement.
  13   DR SILOVE: Sorry, no, it is not. You are quite right.
  14     There were 8, and this one was so close as to be
  15     reasonable to call it ...
  16   MR LANGSTAFF: In agreement rather than in complete
  17     agreement?
  18   DR SILOVE: Not complete, no.
  19   MR HAMILTON: When we did the second review exercise and
  20     pulled this part of the report together we had regraded
  21     that 2/3 I think to a 2, but we then reverted back to
  22     the 2/3.
  23   MR LANGSTAFF: Was that with hindsight having seen what
  24     the second review had done?
  25   MR HAMILTON: No, it was not. It was at the time when we
0125
   1     were going through the first review, so it was not.
   2     That aside, there were the four cases we looked at in
   3     particular. If you can bring up 16/25?
   4   MR LANGSTAFF: Can we scroll down just to get the -- that is
   5     it. Thank you.
   6   MR HAMILTON: The details are outlined there. We wanted to
   7     see why the teams might have differed in their scoring.
   8     The first one outlined there, SR4, it was very unusual
   9     anatomy and the teams differed merely as to whether this
  10     rare diagnosis might have been dealt with differently.
  11        The second case was a child who survived
  12     the operation but had a disability following a stroke,
  13     and both teams were of the opinion that the operation
  14     should have been done earlier but whether it might have
  15     made a difference was the point at issue.
  16        So we felt that was not a strong disagreement. We
  17     concentrated more on the other two cases where there
  18     were two scoring grades of difference. That is at
  19     the lower half of the page. Again, you see the details
  20     there. One child was given 3 by one team and 1 by
  21     the second team. This was a child who died. Again
  22     a rather complex case. I suspect if the two teams had
  23     been put together and discussed it they would have come
  24     to agreement on this. Again it highlights
  25     the difficulties in children with difficult anatomy, how
0126
   1     best to manage them.
   2        In the other case one team gave it a score of 2
   3     and the other team scored it 4. Again, you see
   4     the details there. It is a question of -- again, both
   5     teams commented on the complexity and the difficulty of
   6     the case. In such a situation it was not too surprising
   7     to us that there should be a difference of opinion as to
   8     whether different management might have made
   9     a difference in outcome.
  10        So overall we were quite I think impressed, having
  11     been aware of the second review happening, with
  12     the level of agreement among the teams.
  13   MR LANGSTAFF: Is that lay approach from those actually
  14     involved in doing the work, Professor Evans, something
  15     which you would support statistically?
  16   PROFESSOR EVANS: Yes. I think that there are statistical
  17     methods of looking back, which have I not done. Again,
  18     I can only apologise. All of this was done in
  19     considerable rush and, although we managed to get
  20     the tables, we were concentrating on the ones that were
  21     of greatest clinical interest. There is no doubt that
  22     statistically the agreement here is beyond chance, which
  23     is what we would expect. But there is some
  24     disagreement. There are ways of assessing that amount
  25     of disagreement. The amount of disagreement is typical
0127
   1     for that for clinical subjective judgments, but is quite
   2     a reasonable agreement.
   3   MR LANGSTAFF: How does it compare with what you might find
   4     in a CESDI analysis?
   5   DR GOULD: I have to say I looked at the tables for
   6     the first time a couple of days ago, I think it was, and
   7     I was very impressed with the table.
   8   MR LANGSTAFF: You mean it is better than CESDI?
   9   DR GOULD: I think that level of agreement without the
  10     various statistics done on it, my initial impression
  11     would have been yes. The fact that where there were two
  12     grades apart, for instance, paragraph 6.7, both teams
  13     appear to have focused on exactly the same issue. They
  14     may have come to different conclusions, but they were
  15     looking at the same issues. Very often with some of the
  16     disagreements we had in CESDI they were because teams
  17     were actually looking at different issues in the same
  18     case and reaching different conclusions. So generally
  19     I was very impressed with the table.
  20   MR LANGSTAFF: How do we regard this indication from
  21     the review as casting doubt or giving rise to a greater
  22     margin of appreciation on the findings of the 80 upon
  23     which you have reported and which are reported earlier
  24     by Dr Silove and Mr Hamilton?
  25   PROFESSOR EVANS: I think the important thing is that, as we
0128
   1     were yesterday with some things, we have a necessary
   2     condition but not a sufficient condition. That is that,
   3     had there been major disagreement or lack of agreement
   4     between the raters, that would have undermined the whole
   5     of this process.
   6        We have found that there is a reasonable level of
   7     agreement. We can use a thing called "weighted
   8     agreement" and about 75 per cent is the agreement we
   9     have. We obviously want to have 100 per cent. One of
  10     the difficulties of course is that a lot of the scores
  11     are 4.
  12        Statistically we would like to have scores that
  13     were not 4 in order to be able to look for the measure
  14     of agreement. But the fact that we have lots of 4s
  15     means that statistically it is quite difficult to
  16     measure the amount of agreement precisely. That relates
  17     to the way similarly that in looking at the sample as
  18     a whole we want to weight it towards the 1s and 2s, as
  19     you might say.
  20        We designed the sample of the resampling prior to
  21     our knowing the results of this. Had I designed
  22     the sample knowing what this was, I would have got
  23     a redo of cases that were 1, 2, 3 and 4 equally spread
  24     across there in order to get a more precise indication.
  25        So statistically the agreement, the CAPA score, is
0129
   1     a value of about 0.4, which is not wonderful. But that
   2     is largely because having a lot of 4s in there we do not
   3     have much opportunity to show disagreement in some
   4     senses, just as I was asking Mr Hamilton, do we have an
   5     opportunity of having those scores. In fact in this
   6     redo it is not as helpful as we would like it to be had
   7     we known the results before we began, as you might say.
   8        But the consequence of it, the bottom line is that
   9     my view is that this validates the overall exercise to
  10     a considerable degree. It does not mean it is perfect,
  11     but it means that we can apply some reasonable weight to
  12     the conclusions.
  13   DR SILOVE: Could I just add here we only compared
  14     the overall grading in these two groups of cases. We
  15     have not had time to look at aspects of care. I just
  16     wonder whether statistically it might help to look at
  17     aspects of care in these cases and compare them and
  18     whether that might give you enough information.
  19   PROFESSOR EVANS: I think again we then look at a large
  20     number of them. Again the variability in the scores is
  21     not necessarily very great. I think you would find that
  22     there is no better agreement and from my quick look at
  23     it there is slightly worse agreement on the individual
  24     components than there is on the overall care. So there
  25     is not quite as much agreement on the specific scores
0130
   1     that are given there. The overall patterns are in
   2     agreement.
   3   MR LANGSTAFF: So we can take from this, can we, with some
   4     but not by any means complete confidence, that there is
   5     a pattern shown by the 80 cases which may be said to be
   6     truly representative of the whole?
   7   PROFESSOR EVANS: Yes. I think it would be a mistake to
   8     focus too much on the precise values of the numbers of
   9     1, 2, 3 and 4s in any particular aspect of care. But
  10     the overall distribution of that across them is
  11     a sensible thing to do.
  12   MR LANGSTAFF: Moving ahead, as you will know, the Inquiry
  13     has offered to anyone who is concerned at the results in
  14     any particular case to ask, if they have good and proper
  15     grounds for it, for that case to be further reviewed by
  16     a second review panel, independent of the first.
  17        If that second review panel should be invited to
  18     consider a case and should produce an identical answer
  19     in ignorance of course of the first, that would confirm
  20     one's confidence in the first review.
  21        If it produced a different result, to what extent
  22     would that damage any conclusion that one might draw
  23     from the first reviews generally?
  24   PROFESSOR EVANS: I would like a little clarification: are
  25     you meaning that if we are to do this in the future?
0131
   1   MR LANGSTAFF: Yes.
   2   PROFESSOR EVANS: I think one of the things is that, if
   3     reviews are done for specific cases in the future, they
   4     would contribute to our overall assessment of agreement
   5     if they were doubly reviewed in the way that we have
   6     reviewed these 15 in the same way. That would
   7     contribute.
   8   MR LANGSTAFF: It is my fault. I am thinking about, let us
   9     suppose, the 13 cases here in which they are grade 1.
  10   PROFESSOR EVANS: Yes.
  11   MR LANGSTAFF: Let us suppose there are those who are
  12     concerned that some cases which have been graded as
  13     a grade 4 should more appropriately for reasons they may
  14     know of be graded as a grade 1 and not as a grade 4. So
  15     they say to the Inquiry, "You have this case wrong. You
  16     do not know what we know. You should reassess these
  17     cases. Can we have it looked at again by a second
  18     review panel", and the Inquiry has said that that is
  19     what will happen if there is good cause for it.
  20        Suppose that happens, suppose that is done, how
  21     does one deal with any results that may be produced?
  22   PROFESSOR EVANS: I think that it is absolutely imperative
  23     that one realises that one will expect to find more
  24     disagreement among those cases on statistical grounds
  25     than one would find from doing a random sample. We
0132
   1     chose these 15 very carefully randomly, and so we can
   2     draw conclusions about the repeatability of
   3     the assessment.
   4        But if you choose specifically cases that are at
   5     an extreme and which you believe there is a mistake in
   6     and you go and look at that, you will automatically and
   7     I can guarantee that the amount of agreement in the 1s
   8     and the 4s that you look at as a result of a request
   9     will appear to be less. That would be true
  10     statistically, however good the assessment was, assuming
  11     it was not perfect agreement. That is a statistical
  12     thing.
  13        It is related to something called "regression to
  14     the mean", which I will not trouble you with, but is
  15     a statistical problem. So it is very important that
  16     people do not apply that kind of methodology to getting
  17     an overall assessment of the reliability of repeated
  18     assessment. If you are to do that, I can design you
  19     a better study.
  20   MR LANGSTAFF: In other words, it may tell us something
  21     about the individual case, but not about the overall
  22     message.
  23   PROFESSOR EVANS: Absolutely.
  24   MR LANGSTAFF: I am going to come back to you at the end,
  25     Professor Evans, in order to tell us where, if anything,
0133
   1     we need to go now from what is described as
   2     a preliminary review. But what we have not yet taken
   3     from our experts who have been on the panels is their
   4     impressions taken overall so far as Dr Silove and
   5     Mr Hamilton are concerned, and from their particular
   6     case series so far as our other three experts are
   7     concerned, of any particular themes or messages that
   8     might have emerged from the material that they have
   9     seen. Can we now do that?
  10   DR SILOVE: Thank you. We asked the team co-ordinators to
  11     write to us and tell us what themes they felt had come
  12     out of the overall review that they had undertaken. All
  13     we have on that is comments, and that is in section 5 of
  14     our report. I do not know whether you want to go
  15     through it stage by stage?
  16   MR LANGSTAFF: I think it would be more helpful perhaps to
  17     the Inquiry, who can and either have or will read
  18     the report, if you give us your impressions, selecting
  19     the strongest messages which come out to you from what
  20     has been said to you.
  21   DR SILOVE: There were very strong messages in pre-operative
  22     issues about delays; delays in doing cardiac
  23     catheterisations, delays between the time of a cardiac
  24     catheter and an operation. There were references in
  25     out-patient notes by cardiologists to the waiting list
0134
   1     being "very tight" was an expression that was used.
   2        We gathered from that that the waiting list was
   3     a problem and maybe that was the reason, but we have not
   4     really elucidated just why there were such long delays
   5     very often in cases which needed operations done quite
   6     early and urgently. So that was the one point which was
   7     highlighted to us.
   8        We found it difficult to determine who took
   9     medical or nursing responsibility for directing
  10     the management of patients on the ITU, and particularly
  11     as applied to the management of paediatric patients.
  12     That was a real problem that came out of this whole
  13     review.
  14        We felt that on the ITU there was failure to
  15     anticipate clinical problems. There was a delayed
  16     response to these problems and there was a failure to
  17     involve other team members. So we are really
  18     criticising, if criticism is the word, the pre-operative
  19     delays, some of the assessments, but in particular we
  20     were very concerned about the ITU management.
  21        I think that summarises our feeling about it.
  22     I do not know whether Mr Hamilton would like to add any
  23     more.
  24   MR HAMILTON: We were very aware when we were drawing this
  25     report together that we were not to be judging
0135
   1     the issues at all, that is the Panel's role, but merely
   2     draw the things together. We felt it was easiest to
   3     reflect that by simply quoting comments from the various
   4     people.
   5   MR LANGSTAFF: But I cannot let you get away with that.
   6     What is your impression as to the strength of comments
   7     in the particular areas?
   8   MR HAMILTON: I think Dr Silove has summarised those. We
   9     were in agreement on that.
  10   MR LANGSTAFF: What is your impression as to the degree to
  11     which they may, if at all, show a failure to work as
  12     a team?
  13   MR HAMILTON: I think the comments that came back both in
  14     the records and in the forms and from the letters that
  15     the team leaders wrote back were consistent with what we
  16     found in the clinical review, that there seemed to be an
  17     issue right across the board of people working together,
  18     of co-ordination, occasional comments on resources, but
  19     it seemed to reflect a general difficulty across
  20     the board.
  21   MR LANGSTAFF: That is a general picture. How far did it
  22     reflect what you found? You may want to comment in
  23     particular from your own particular specialities.
  24   MS WILLIAMS: I think from a nursing perspective I was on
  25     the team that reviewed -- I was on the initial pilot
0136
   1     study and then a team that reviewed another two sets of
   2     10 case notes, so 25 sets altogether. I think there
   3     were several issues about nursing that came out.
   4        Although I did feel on the whole that the level of
   5     detail in the nursing notes was very good, but there was
   6     some issues particularly in relation to intensive care
   7     plans, that some of the care plans that were used for
   8     these children had a very adult focus. They were
   9     preprinted care plans which had obviously been designed
  10     for use in adult intensive care.
  11        I think one of the issues that arose from that is
  12     that there was very little reflection of the child as
  13     a part of the family, and these were very --
  14   MR LANGSTAFF: Just slow down a little.
  15   MS WILLIAMS: It did not necessarily reflect the child as
  16     part of the family. I think a lot of these were very
  17     young children and the level of stress that parents
  18     experience when children are in the intensive care unit
  19     is very high, and a lot of nursing time is spent dealing
  20     with that stress and explaining things to families.
  21     There was no reflection of that in the care plan.
  22        I think those issues would have been true in
  23     the mid-to late 1980s, as they are today. I think
  24     particularly for those parents of children who died, it
  25     is unclear what sort of support was offered to those
0137
   1     families. So that was one issue that came out.
   2        I think also the issue about team work, there was
   3     one case in particular that we spent a lot of time
   4     discussing in relation to a child's fluid management
   5     where the nurses had been recording the lack of urine
   6     output over a considerable period of time, and this did
   7     not seem to be picked up in the medical notes. In fact
   8     renal replacements that supported the kidneys was not
   9     instituted until a long time after the problem arose.
  10        It was not clear where the line of responsibility
  11     was for the nurses to report that to, although in
  12     the notes it had been reported.
  13        Another issue that came out which -- there were
  14     several cases where in the nursing notes there was
  15     reference to an infant having sinus tachycardia, which
  16     would be a heart rate that was faster than a normal
  17     heart rate for that age of child, when in fact the heart
  18     rate discussed was actually normal for the infant, and
  19     these were infants. I think it illustrated perhaps
  20     a lack of understanding of normal physiological signs in
  21     children of different age groups; not in all notes, but
  22     in relation to some patients.
  23   MR LANGSTAFF: Did you have a sense then that these were
  24     nursing staff who had no particular paediatric
  25     inclination or training?
0138
   1   MS WILLIAMS: Yes. There is a comment made in the Inquiry
   2     notes 16, page 23, that 0.5.10, there appeared to be
   3     a lack of paediatric nursing input, I think is an
   4     accurate reflection of what was felt for the group.
   5   DR MACRAE: I will concentrate my comments on really
   6     anaesthesia and then move on to post-operative care.
   7     I think my general assessment, and again I reviewed 25
   8     sets of case records, was that the technical conduct of
   9     anaesthesia for the group of children was of an adequate
  10     standard. That is a generalisation. There were one or
  11     two specific technical issues that were picked up by
  12     some of the Panels. But, overall, in terms of what was
  13     done and how it was documented, I think it would stand
  14     up against practice in other comparable institutions in
  15     the country.
  16        I found it very difficult to comment on
  17     the anaesthetic input into intensive care because it is
  18     not entirely clear to me, and others will have heard
  19     evidence presented to the Inquiry, as to how exactly
  20     the intensive care unit was structured. But it is not
  21     entirely clear to me what precise role or what tasks
  22     devolved to the anaesthetist in the intensive care
  23     unit. It was not clear to me how the various elements
  24     worked as a team, or if they did really see intensive
  25     care as a team issue or whether it was just seen as
0139
   1     a surgical environment to which other people were
   2     invited to contribute on a sort of "we need this doing;
   3     he should come and do it."
   4        I was surprised, I think, again reflecting
   5     Dr Silove's comments, at the lack of paediatric
   6     cardiological input, and specifically the lack of or
   7     what appeared to be a relative lack of echocardiological
   8     examination of patients who were clearly not doing well
   9     in the intensive care unit.
  10        Almost the first thing that many surgeons and
  11     cardiologists ask for if a child is not doing well
  12     following heart surgery is to have an image of that with
  13     an ultrasound probe. I would not recommend it, but
  14     almost before they pick up a stethoscope they want to
  15     see a picture of the inside of the heart. That often
  16     provides very important information, particularly things
  17     like bleeding around the heart which, if it is picked up
  18     earlier, it should be easy to put right and may well be
  19     a life saving manoeuvre. If you wait for the clinical
  20     evidence of that, it may well be a much more urgent
  21     situation and far less easy to rescue. I think I will
  22     stop.
  23   DR GOULD: I think pathologically I do not know that I have
  24     an awful lot to add from what we said five or ten
  25     minutes ago. Personally I ended up reviewing 13 cases,
0140
   1     which included some of those that would have been
   2     reviewed twice. In general the post-mortem report
   3     quality was very variable. Some were very brief, partly
   4     because they were on the relatively old coroner's
   5     autopsy report forms where you have a very limited
   6     space. Some were very, very detailed, and I would
   7     certainly be more than happy to produce reports of that
   8     quality, even start to produce reports of that quality.
   9        Part of the problem I think for assessing
  10     the pathology is so much the communication will often
  11     occur afterwards. One knows it is often verbal, and
  12     I find it very difficult to assess the extent to which
  13     that verbal communication occurred because it is likely
  14     not to have been recorded. I am being very cautious
  15     there because I find that aspect to be very, very
  16     careful -- so I need to be very cautious about. I do
  17     not want to say too much more on that.
  18   MR LANGSTAFF: Can I ask what may be very difficult
  19     questions to answer. First of all, were the teams able
  20     to form any view as to case mix and how it might have
  21     compared with what you would have expected given
  22     a random sample formed in the way that this was?
  23   DR SILOVE: I do not think that I can really answer that.
  24     We were seeing a significant number of complicated
  25     cases, and that is due to the weighting that was done in
0141
   1     selecting the cases. But we took that as it came,
   2     really. So the case mix was weighted.
   3   MR HAMILTON: Yes, I do not think we could make any
   4     particular comment from the sample. But I think I have
   5     to say I would see no reason that the case mix should be
   6     any different from anywhere else, just on a clinical
   7     feeling.
   8   MR LANGSTAFF: But that is not based on the sample? That is
   9     a general comment?
  10   MR HAMILTON: No. We recognised it was weighted and there
  11     were comments from many of the reviewers that there were
  12     very complex anatomy, difficult cases. Those comments
  13     did come out from time to time.
  14   PROFESSOR EVANS: It would be very dangerous if
  15     the clinicians were to make any strong comments on case
  16     mix based on this because of the fact that the sample
  17     was weighted in the way that it was. The only sort of
  18     the thing that would be sensible for them to do would be
  19     to say, for example, that this child had surgery much
  20     earlier or much later than they should have done. That
  21     sort of comment in regard to something that we were
  22     effectively discussing yesterday as a possible
  23     explanation for case mix affecting our assessment of
  24     the Bristol situation, that they could do. But to talk
  25     about case mix overall, that would be a mistake to do on
0142
   1     the basis of this sample.
   2   MR LANGSTAFF: Does the same apply to morbidity?
   3   PROFESSOR EVANS: Yes. One of the things on the forms that
   4     we have really not discussed at all was that we did have
   5     an assessment of disability. To some degree at the time
   6     that was designed we had expected to find a considerable
   7     degree of disability. But among those 40 children who
   8     were alive, who were in the sample, we did not have
   9     anything in the clinically coded records database that
  10     would unequivocally identify children as disabled in any
  11     way or having severe morbidity, as you say. We did not
  12     sample in regard to that.
  13        So to some degree that was randomly selected, but
  14     there were only four children who were recorded as
  15     having disability, and only one of them did the team
  16     believe that the disability was in a major way
  17     associated with the care that was given. So to focus on
  18     that one case or the three others where disability was
  19     recorded would have probably detracted from the overall
  20     exercise. Again, that may be something to do in
  21     the second look at these data.
  22   MR LANGSTAFF: In essence, are you saying that the numbers
  23     are simply too small?
  24   PROFESSOR EVANS: The numbers are too small. But in some
  25     senses the fact that the numbers are small is in some
0143
   1     senses an encouragement in terms of the estimate of any
   2     effect.
   3   DR SILOVE: May I just say that I do not have any data to
   4     support what I am going to say, but it is certainly my
   5     impression that it would be unusual to see more than
   6     5 per cent of one's post-operative patients who were
   7     alive with a disability, from ordinary clinical
   8     practical experience.
   9   MR LANGSTAFF: Perhaps the final question, unless there is
  10     anything that any of you would wish to add to today's
  11     symposium, is to what extent does the study, which has
  12     been reported on today, inform or relate to the studies
  13     which we looked at yesterday?
  14   PROFESSOR EVANS: If I can summarise what we saw yesterday.
  15     We saw yesterday that there was some reasonable evidence
  16     from the UK Cardiac Surgeons' Register and rather
  17     stronger evidence from the hospital episodes statistics
  18     that Bristol in particular age groups and particularly
  19     for open heart surgery and not for closed heart surgery
  20     had a higher death rate than other centres; not as
  21     the BBC said, double the number of deaths. The death
  22     rate was higher, not the number.
  23        In order to look at that, one of the things that
  24     we do not have is any kind of comparison with other
  25     centres. We are implicitly making a comparison by
0144
   1     asking teams of experts to have some idea of what
   2     the comparison would be, and we are believing their
   3     expertise to be able to make some kind of comparison.
   4        But that has severe limitations. If we were to go
   5     and look at other hospitals, which the Panel may wish to
   6     consider doing, that would gain us something. It still
   7     would not gain us everything, because it could be that
   8     the recording of clinical problems in the notes in
   9     Bristol may in principle at least have been better such
  10     that it is easier to find problems. If you do not write
  11     anything down, it is very difficult to find problems.
  12     In some senses the fact that there were no Xs among
  13     overall care shows that the record keeping was good, and
  14     it would be important to see whether that was also so
  15     elsewhere.
  16        I think that this very much informs the reasoning
  17     behind why Bristol may have been different to other
  18     centres. My judgment -- forgive me, I am only
  19     a statistician -- is that the important thing here is to
  20     see that, if anything, it is something more like
  21     a system failure than specifically a surgical failure.
  22     I think in some senses the phraseology that we used
  23     yesterday and the words that were used yesterday
  24     concentrated on surgery. It is obviously not my
  25     position to make any judgment in that way, but I think
0145
   1     that this exercise makes it clear that it is a pattern
   2     over the whole of care that was a problem, and
   3     particularly obviously in regard to open heart surgery,
   4     and we are seeing it in regard to BRI.
   5        So we see something that is consistent. That is
   6     where things happened between the two hospitals
   7     particularly that there were failures. We found
   8     yesterday that it was in the open heart surgery and not
   9     in the closed heart surgery where there was a problem of
  10     excess deaths. That is consistent with that kind of
  11     pattern, rather than focusing on particularly
  12     the surgery. But I think that any such conclusion has
  13     to be provisional in the absence of comparative
  14     information.
  15   MR LANGSTAFF: Finally, perhaps you could indicate where you
  16     think the Inquiry might wish to take the study further
  17     and what further research might usefully be done, given
  18     obviously the requirements of time effectiveness, given
  19     cost and time, and what we might call "deliverability".
  20   PROFESSOR EVANS: I think that within a reasonable time
  21     scale it would be very much better, given
  22     the understanding of the anxieties of health
  23     professionals involved and parents involved, to put
  24     resources towards a more scientific re-examination of
  25     the cases than to go through things driven by
0146
   1     individuals concerned. That would be my advice, if at
   2     all possible. Accepting, and I think it would be
   3     perhaps a reasonable thing to do, to have some
   4     discussions with those who are interested parties.
   5        I think the other thing where we would gain
   6     something is whether we could show across the other
   7     centres, perhaps not necessarily all of them but some of
   8     the other centres going through a similar exercise and
   9     perhaps at the same time repeating slightly this
  10     exercise, and if it were possible to have the outcome
  11     veiled at the time of assessment being made, I think
  12     that that would offer significant gains. The
  13     consequence is that looking at adequacy would have to be
  14     done in a subtly different way. But I think that
  15     perhaps after a workshop involving those who have been
  16     involved in the review exercise, to be able to say what
  17     are the key features and to go through as CESDI has done
  18     and say "We need to have some structure that focuses on
  19     areas where we think we can assess things reasonably
  20     reliably and set out clear guidelines, that would be
  21     a possibility. But it is not cheap and you cannot do it
  22     that quickly.
  23        I think that it may nevertheless give us some
  24     increased confidence in these results. At the moment we
  25     have only focused on Bristol. If we were to extend it,
0147
   1     that would give an increased confidence in the results
   2     that we had yesterday.
   3   MR LANGSTAFF: Sir, I think there are two issues here. We
   4     heard yesterday what Dr Spiegelhalter told us at
   5     the end, with which I think you agreed, as to the amount
   6     of information that one might get from further national
   7     studies. Here one is exploring the particular reasons
   8     why Bristol performed as it did by looking at a number
   9     of cases, and it was really in that respect that I was
  10     asking for your advice and assistance as to how much
  11     more one might do reasonably within the scope of
  12     the Bristol exercise to identify what had happened.
  13     Effectively, have we done enough? Have we done as much
  14     as is likely to tell us the information that the Panel
  15     need to consider as part of the picture, and only part
  16     of the picture? Or is there more that must be done or
  17     it might be desirable to do?
  18   PROFESSOR EVANS: I think that though the number 80 was
  19     chosen on non-statistical grounds, I do not think for
  20     example doubling that number to 160 and merely repeating
  21     the same exercise would give us very much gain at all.
  22     I think that repeating the second review on all of
  23     the cases would similarly win us very little.
  24        I think that the biggest gain in information we
  25     would have would undoubtedly be in doing a similar
0148
   1     exercise and it would probably be best in my view if it
   2     were modified slightly from these review notes, but to
   3     do so both in Bristol and elsewhere.
   4        I think that that would strengthen the Panel's
   5     information on whether the situation in Bristol was
   6     indeed, as might be said, a system failure, whether
   7     there were specific areas that had difficulties or
   8     whether there were surgical failures or not. I think
   9     that area of the explanation of possible differences in
  10     Bristol could be strengthened by this kind of exercise.
  11   MR LANGSTAFF: Sir, I do not know if the Panel have any
  12     questions?
  13   THE CHAIRMAN: Mrs Maclean?
  14             Examined by THE PANEL
  15   MRS MACLEAN: I think this is a question for Professor Evans
  16     primarily. We have been discussing the problem of
  17     searching for a comparator. In the report we have
  18     mention of CESDI and the question of comparison is
  19     implicit. I think perhaps this is a question not for an
  20     immediate answer, but for further consideration.
  21        We have CESDI offering a level of criticism in
  22     40 per cent of cases but we are aware that CESDI looks
  23     at only in deaths and is using the term "suboptimal
  24     care" whereas in our review we are talking about "less
  25     than adequate" and we are looking more at the cases
0149
   1     where children died. So it is not easy to make a direct
   2     comparison, but are we able to make any sort of
   3     comparison at this stage, or is this something we could
   4     explore while we lack the better and stronger solutions
   5     that you have been outlining to us?
   6   PROFESSOR EVANS: I would wish to give that rather more
   7     thought, but I think that the methodological
   8     inadequacies, if I might say so, of CESDI in not having
   9     comparator groups of any kind in the earlier times is
  10     such that comparison with that will not be helpful.
  11        The problem is that if one were to compare new
  12     CESDI, if I may call it that, which is going on now,
  13     that this is dealing with things in a different calendar
  14     time period. So I think that the views of someone like
  15     Dr Gould on the comparison would be helpful, I think
  16     anything more detailed in doing that would probably win
  17     us very little, because the methodologies are so
  18     different and the time scales are different. I think
  19     our methodology is slightly better in some respects.
  20     Our methodology is not as good as new CESDI because we
  21     are not veiled the outcome and we have not looked at
  22     other centres.
  23   DR SILOVE: I know you want to finish off, but I would like
  24     to go back if I may to the question of the team.
  25     I think it is a very important question. We have talked
0150
   1     about it today and it does appear as if there has been
   2     a systems failure, as Professor Evans calls it, or
   3     a team failure, and I think that really is the crux of
   4     most of what we were seeing as a problem at BRI.
   5        We have heard about intensive care unit management
   6     from Dr Macrae and Mr Hamilton and from Carol Williams.
   7     I would just like to make the observation that somebody
   8     has to be in overall charge of the patient and that all
   9     members of the team have to work with that leader,
  10     whoever the leader may be. It may be the surgeon, it
  11     may be the intensivist, it depends on the setup in
  12     the particular place. But you must have the whole team
  13     working together.
  14        It begins first thing in the morning every day and
  15     it finishes first thing the next morning. It is not
  16     scattered just for a few hours during the day. It is
  17     a 24-hour job. I do not think we saw any evidence of
  18     that type of approach in Bristol.
  19   THE CHAIRMAN: There are no more questions from the Panel,
  20     but I just have a few remarks I would like to address.
  21   MR LANGSTAFF: There is one matter I think of clarification
  22     which I am grateful to Miss Grey for.
  23          Further questions by MR LANGSTAFF:
  24   MR LANGSTAFF: Mr Hamilton, a little while ago you said
  25     this, and you were talking about the agreement or
0151
   1     disagreement between the cases. You were saying that it
   2     struck you that one of the impacts possibly knowing that
   3     there was going to be a second review is to make
   4     the team perhaps a little more critical than they might
   5     otherwise have been.
   6        By "critical" do you mean critical of the BRI or
   7     self-critical or what?
   8   MR HAMILTON: I think what I was hoping to say or hoping to
   9     convey was going back to our remarks at the beginning of
  10     today that there were no standards that we could measure
  11     things against. I wonder if, knowing there was going to
  12     be a second review, we maybe set standards a little
  13     higher than we might have in terms of standards to judge
  14     care against. Does that make sense?
  15   MR LANGSTAFF: Why should you set standards higher knowing
  16     that another team is going to come along with experience
  17     of the same epoch and apply what they consider to be
  18     the standard that applied at the time?
  19   MR HAMILTON: Maybe I should not have said that at all.
  20     I think it was just a subjective feeling, that the role
  21     of the reviews was to look at the adequacy of care.
  22     Knowing that another team might come along and criticise
  23     our judgment, if there was say a choice between scoring
  24     it at 4 or a 3, you might err on the side of scoring at
  25     3 rather than 4 because you would not want to be seen to
0152
   1     be not taking the responsibility seriously. Does that
   2     make sense?
   3   MR LANGSTAFF: So you would not want to be condoning what
   4     other people might regard as poor care; is that what you
   5     are saying?
   6   MR HAMILTON: I think we would not want to be seen to be
   7     classing care as adequate that others might consider to
   8     be inadequate.
   9   MR LANGSTAFF: If you considered care adequate, would you
  10     have said so?
  11   MR HAMILTON: It goes back to the difficulty of not having
  12     an absolute standard to measure it against. It depends
  13     where you set the level of adequacy.
  14   MR LANGSTAFF: Dr Silove, would you want to comment?
  15   DR SILOVE: Mr Hamilton and I are great friends, but I do
  16     not agree with him on this one. I do not think that
  17     entered into our consideration at all when we looked at
  18     our review cases. I think we looked at each case on its
  19     own merits and we were not thinking about what other
  20     teams might be doing. But I would like to hear what
  21     Dr Macrae thinks and what Carol Williams thinks, and
  22     Steve Gould.
  23   MR LANGSTAFF: Were you over-critical, prepared to be
  24     critical, uncritical?
  25   MS WILLIAMS: No, I do not think we were over-critical. We
0153
   1     were conscious that perhaps some of the cases we were
   2     reviewing may be reviewed again. Certainly in the group
   3     I was working in what we tried to get was consensus
   4     about each case and that may have meant being told that
   5     sometimes we were being over-critical and trying to
   6     re-evaluate issues that arose from the case. But at
   7     the end of each case what the chairman of our group
   8     aimed to do was to get consensus about the overall score
   9     that we were allocating to each case.
  10   MR LANGSTAFF: But consensus which was weighted towards
  11     being critical of care or weighted so that it accurately
  12     reflected the best view that you had of care at
  13     the time? Which was it?
  14   MS WILLIAMS: So that it gave a fair reflection of what we
  15     could judge based on the case notes that we had, not
  16     that we were being excessively critical, that what we
  17     were doing was basing our judgment on what we had in
  18     the case notes.
  19   DR MACRAE: I think I would go along with that. Certainly
  20     in the group that I chaired we were very much looking
  21     for consensus and it was usually achieved in virtually
  22     all areas. I think where we were perhaps aware of
  23     the possibility of second reviews would be perhaps in
  24     a case where there was some debate, there was not quite
  25     consensus about whether to score a 4 or a 3, and really
0154
   1     for the purposes of highlighting the issue we would
   2     choose to go to score it as a 3 so that there was a flag
   3     or a marker to say "This is something which was not
   4     completely adequate care. There was certainly some
   5     dissension. Some of us thought there was a small
   6     problem which we felt it was our duty to highlight". We
   7     did that because perhaps another group or the wider body
   8     of peers, if you like, there may have been more votes on
   9     one side than the other. It was more of a flagging up
  10     exercise. I do not think it happened to the same
  11     extent, others may disagree with me on this, in the more
  12     severe categories, that scoring 2s and 1s there was
  13     complete consensus certainly in my panel on that.
  14   MR LANGSTAFF: Do you think it happened then to any extent
  15     in scoring 2s and the 1s?
  16   DR MACRAE: We had no experience of that we reached
  17     consensus on those --
  18   MR LANGSTAFF: You dealt with 25 reviews?
  19   DR MACRAE: Yes.
  20   MR LANGSTAFF: Were you chairman of each case?
  21   DR MACRAE: Yes.
  22   MR HAMILTON: I am grateful for Dr Macrae for clarifying
  23     what I was trying to say.
  24   MR LANGSTAFF: What was your impression, Dr Gould?
  25   DR GOULD: I must admit the panel meetings that I attended
0155
   1     were very similar to the ones I have attended with
   2     CESDI. I think everyone was looking to try and find
   3     problems if they were there but being very fair in their
   4     assessment of whether they were or were not.
   5        You do get the feeling there were differences
   6     within panels. You attend one panel and -- certainly
   7     this is true of CESDI -- and you can tell that
   8     personality comes into it in the sense you can tell one
   9     person is being very critical. But where that tends to
  10     come in, or at least my feeling of where that comes in
  11     is that if you take any patient that goes through
  12     a hospital system and has an inch and a half of notes,
  13     the probability if you go through those notes, at some
  14     point you will be able to find something you will be
  15     able to criticise. Very often the differences between
  16     panels will be whether one panel decides "Actually
  17     overall that was okay. That is the sort of care I would
  18     have expected or I might have given myself. So that is
  19     okay. I will give that a grade 4". On the other hand,
  20     if you are being really critical -- and this is where
  21     the change might come in -- you are going through and
  22     you say "Actually they did not come up to the standard
  23     there. It is the sort of thing I might have done
  24     because we know we all make errors at some point and we
  25     do not come up to the standards we would set ourselves,
0156
   1     so we will call it a grade 3."
   2        So occasionally I think that is where, if you are
   3     being very critical and to some extent acknowledging
   4     that will be the type of problem or inadequacy, if that
   5     is the right word, or less than adequacy that one would
   6     make oneself in one's own practice.
   7   MR LANGSTAFF: So that type of being alert to possible
   8     problems, would that spill over into the grade 2s and
   9     grade 1s?
  10   DR GOULD: My impression, and by chance I think maybe
  11     the first three or four panels I attended, the first one
  12     or two there were no grade 1s or 2s. I thought this
  13     exercise is becoming -- I was quite worried almost for
  14     a while. But I felt certainly my observation, because
  15     I was often an outsider in the sense that it was very
  16     difficult for me to make a clinical assessment at all,
  17     I thought the panels were extremely fair in trying to
  18     make their assessment of suboptimal or inadequate care
  19     which might have altered management.
  20        CHAIRMAN'S THANKS TO THE EXPERT ADVISERS
  21   THE CHAIRMAN: Thank you very much, Mr Langstaff. I just
  22     wanted to say, as I think I ought, a few words in
  23     the light of today.
  24        As yesterday, so today, we must express our very
  25     great thanks to our expert advisers. They, and you as
0157
   1     being some of them, took on what can only be described
   2     as a colossal task, the nature of which you set out this
   3     morning, Mr Langstaff, at the start of the hearing --
   4     the number of hours, the number of cases, the meetings.
   5     It was a unique challenge which the panels and you
   6     representing them rose to outstandingly well, if I may
   7     make so bold. We cannot thank you and them enough.
   8        Together with the leadership which Dr Silove and
   9     Mr Hamilton gave in preparing the report at the end and
  10     the dedication which, Dr Silove, you generously
  11     acknowledged of the Inquiry secretary, Una O'Brien, who
  12     has managed this process of the case review from start
  13     to finish.
  14        The Panel yesterday was shown a statistical
  15     picture. Dr Spiegelhalter advised us that further
  16     statistical analysis would not really take us much
  17     further. What we needed were clinical insights. Today
  18     in this analysis we have the beginnings of clinical
  19     insights from you, our experts, acting according to
  20     the principles set out and explained today.
  21        Another piece of the jigsaw has been put in place
  22     and we thank you profoundly for that. Yesterday
  23     I mentioned that we had sought to dispel the mystique or
  24     the mystery of statistics. Today I hope we have begun
  25     to include everyone in another of our tasks, the process
0158
   1     of reviewing cases.
   2        Professor Evans referred to how some of this
   3     information which we heard yesterday has been reported.
   4     These are complex matters. I am confident that over
   5     time understanding will grow. Again, thank you very
   6     much indeed. Mr Langstaff?
   7   MR LANGSTAFF: Sir, it remains for me only to say that this
   8     is the last day that we shall meet this week. Next
   9     Monday the Inquiry continues at 10.30 in the morning
  10     with the evidence of Dr Stephen Pryn who is an
  11     anaesthetist at the Bristol Royal Infirmary.
  12   THE CHAIRMAN: Until 10.30 on Monday, good afternoon
  13     everyone and thank you very much. Good afternoon,
  14     Mr Langstaff.
  15   (3.30 pm)
  16     (Adjourned to 10.30 am on Monday, 8th November 1999)
  17
  18
  19
  20
  21
  22
  23
  24
  25
0159
   1                I N D E X
   2
   3     Application by Mr Sharp on behalf
   4        of Surgeons' Support Group ................. 1
   5
   6     Application by Mr Trusted on behalf
   7          of the Heart Children's Action Group .... 5
   8
   9     Response by Mr Langstaff ......................... 7
  10
  11     Statement by the Chairman ........................ 7
  12
  13     Mr Langstaff: Introduction to today's evidence ... 8
  14
  15     Expert advisers (sworn) .......................... 12
  16        Dr Eric Silove
  17        Mr Leslie Hamilton
  18        Ms Carol Williams
  19        Dr Stephen Gould
  20        Dr Duncan Macrae
  21
  22     Examined by the Panel ............................ 149
  23     Further questions by Mr Langstaff ................ 151
  24
  25     Chairman's thanks to the expert advisers ......... 157
0160

Published by the Bristol Royal Infirmary Inquiry, July 2001
© Crown Copyright 2001